Instruction specifications - Xact Web Portal - Brazil

20.03.2017

In the following tables, M=Mandatory; O=Optional; C=Conditional.

Securities eligible in SELIC (government debt)

Receive Free a

M

Trade date

O

Deal price

M

Beneficial Ownership

Unticked (no change of beneficial owner)

M

Settlement Quantity

Unit

 

Delivering settlement parties

 

M

Depository Format

BIC

Depository Identifier

//SSCSBRR1[XXX]

M

Party 1 Format

Name

Party 1 Identifier

name of delivering custodian

M

Party 2 Format

BIC

Party 2 Identifier

ordering party’s BIC

or

Party 2 Format

Name (if BIC does not exist)

Party 2 Identifier

ordering party’s name

M

Party 2 Safekeeping account

ordering party’s account=Passenger Account b

 

Receiving settlement parties

 

M

Depository Format

BIC

 

Depository Identifier

BIC of receiving settlement party depository

M

Party 1 Format

name

 

Party 1 Identifier

name of receiving custodian

M

Party 2 Format

BIC

Party 2 Identifier

beneficiary’s (Buyer’s) BIC

or

Party 2 Format

Name (if BIC does not exist)

Party 2 Identifier

beneficiary’s  (Buyer’s)  name



Receive Against Payment

M

Trade date

O

Deal price

M

Settlement Quantity

Unit

 

Delivering settlement parties

 

M

Depository Format

BIC

Depository Identifier

//SSCSBRR1[XXX]

M

Party 1 Format

BIC

Party 1 Identifier

counterparty’s BIC

or

Party 1 Format

Name (if BIC does not exist)

Party 1 Identifier

counterparty’s name

M

Party 2 Format

BIC

Party 2 Identifier

ordering party’s BIC

or

Party 2 Format

Name (if BIC does not exist)

Party 2 Identifier

ordering party’s name

M

Party 2 Safekeeping account

ordering party’s account=Passenger Account b

 

Receiving settlement parties

 

M

Depository Format

BIC

 

Depository Identifier

BIC of receiving settlement party depository

M

Party 1 Format

Name

 

Party 1 Identifier

Name of receiving custodian

M

Party 2 Format

BIC

Party 2 Identifier

beneficiary’s (Buyer’s) BIC

or

Party 2 Format

Name (if BIC does not exist)

Party 2 Identifier

beneficiary’s (Buyer’s) name



Deliver Free a

M

Trade date

O

Deal price

M

Beneficial Ownership

Unticked (no change of beneficial owner)

M

Settlement Quantity

Unit

 

Receiving settlement parties

 

M

Depository Format

BIC

Depository Identifier

//SSCSBRR1[XXX]

M

Party 1 Format

Name

Party 1 Identifier

name of receiving custodian

M

Party 2 Format

BIC

Party 2 Identifier

beneficiary’s BIC

or

Party 2 Format

Name (if BIC does not exist)

Party 2 Identifier

beneficiary’s name

 

Delivering settlement parties

 

M

Depository Format

BIC

 

Depository Identifier

BIC of delivering  settlement party depository

M

Party 1 Format

Name

 

Party 1 Identifier

Name of delivering custodian

M

Party 2 Format

BIC

Party 2 Identifier

ordering party’s (Seller’s) BIC

or

Party 2 Format

Name (if BIC does not exist)

Party 2 Identifier

ordering party’s (Seller’s) name

M

Party 2 Safekeeping account

ordering party’s (Seller’s)  account=Passenger Account b



Deliver Against Payment

M

Trade date

O

Deal price

M

Settlement Quantity

Unit

 

Receiving settlement parties

 

M

Depository Format

BIC

Depository Identifier

//SSCSBRR1[XXX]

M

Party 1 Format

BIC

Party 1 Identifier

counterparty’s BIC

or

Party 1 Format

Name

Party 1 Identifier

counterparty’s name

M

Party 2 Format

BIC

Party 2 Identifier

beneficiary’s BIC

or

Party 2 Format

Name (if BIC does not exist)

Party 2 Identifier

beneficiary’s name

 

Delivering settlement parties

 

M

Depository Format

BIC

 

Depository Identifier

BIC of delivering  settlement party depository

M

Party 1 Format

Name

 

Party 1 Identifier

Name of delivering custodian

M

Party 2 Format

BIC

Party 2 Identifier

ordering party’s (Seller’s) BIC

or

Party 2 Format

Name (if BIC does not exist)

Party 2 Identifier

ordering party’s (Seller’s) name

M

Party 2 Safekeeping account

ordering party’s (Seller’s) account=Passenger Account b

------------------------------------------
a. Free of payment instructions are only authorised for transfer of assets when there is no change of beneficial owner.
b. Passenger account = final beneficial owner’s account in the books of CBL’s depository: the safekeeping account number.

Securities eligible in CETIP (corporate debt)

Receive Free a

M

Trade date

O

Deal price

M

Beneficial Ownership

Unticked (no change of beneficial owner)

M

Settlement Quantity

Unit

 

Delivering settlement parties

 

M

Depository Format

BIC

Depository Identifier

//CETIBRR1[XXX]

M

Party 1 Format

Name

Party 1 Identifier

name of delivering custodian

M

Party 2 Format

BIC

Party 2 Identifier

ordering party’s BIC

or

Party 2 Format

Name (if BIC does not exist)

Party 2 Identifier

ordering party’s name

M

Party 2 Safekeeping account

ordering party’s account=Passenger Account b

 

Receiving settlement parties

 

M

Depository Format

BIC

 

Depository Identifier

BIC of receiving settlement party depository

M

Party 1 Format

Name

 

Party 1 Identifier

Name of receiving custodian

M

Party 2 Format

BIC

Party 2 Identifier

beneficiary’s (Buyer’s) BIC

or

Party 2 Format

Name (if BIC does not exist)

Party 2 Identifier

beneficiary’s (Buyer’s) name



Receive Against Payment

M

Trade date

O

Deal price

M

Settlement Quantity

Unit

 

Delivering settlement parties

 

M

Depository Format

BIC

Depository Identifier

//CETIBRR1[XXX]

M

Party 1 Format

BIC

Party 1 Identifier

counterparty’s BIC

or

Party 1 Format

Name (if BIC does not exist)

Party 1 Identifier

counterparty’s name

M

Party 2 Format

BIC

Party 2 Identifier

ordering party’s BIC

or

Party 2 Format

Name (if BIC does not exist)

Party 2 Identifier

ordering party’s name

M

Party 2 Safekeeping account

ordering party’s account=Passenger Account b

 

Receiving settlement parties

 

M

Depository Format

BIC

 

Depository Identifier

BIC of receiving settlement party depository

M

Party 1 Format

Name

 

Party 1 Identifier

Name of receiving custodian

M

Party 2 Format

BIC

Party 2 Identifier

beneficiary’s (Buyer’s) BIC

or

Party 2 Format

Name (if BIC does not exist)

Party 2 Identifier

beneficiary’s (Buyer’s) name



Deliver Free a

M

Trade date

O

Deal price

M

Beneficial Ownership

Unticked (no change of beneficial owner)

M

Settlement Quantity

Unit

 

Receiving settlement parties

 

M

Depository Format

BIC

Depository Identifier

//CETIBRR1[XXX]

M

Party 1 Format

Name

Party 1 Identifier

name of receiving custodian

M

Party 2 Format

BIC

Party 2 Identifier

beneficiary’s BIC

or

Party 2 Format

Name (if BIC does not exist)

Party 2 Identifier

beneficiary’s name

 

Delivering settlement parties

 

M

Depository Format

BIC

 

Depository Identifier

BIC of delivering  settlement party depository

M

Party 1 Format

name

 

Party 1 Identifier

Name of delivering custodian

M

Party 2 Format

BIC

Party 2 Identifier

ordering party’s (Seller’s) BIC

or

Party 2 Format

Name (if BIC does not exist)

Party 2 Identifier

ordering party’s (Seller’s) name

M

Party 2 Safekeeping account

ordering party’s  account=Passenger Account b



Deliver Against Payment

M

Trade Date

O

Deal Price

M

Settlement Quantity

Unit

 

Receiving settlement parties

 

M

Depository Format

BIC

Depository Identifier

//CETIBRR1[XXX]

M

Party 1 Format

BIC

Party 1 Identifier

counterparty’s BIC

or

Party 1 Format

Name

Party 1 Identifier

counterparty’s name

M

Party 2 Format

BIC

Party 2 Identifier

beneficiary’s BIC

or

Party 2 Format

Name (if BIC does not exist)

Party 2 Identifier

beneficiary’s name

 

Delivering settlement parties

 

M

Depository Format

BIC

 

Depository Identifier

BIC of delivering  settlement party depository

M

Party 1 Format

Name

 

Party 1 Identifier

Name of delivering custodian

M

Party 2 Format

BIC

Party 2 Identifier

ordering party’s (Seller’s)  BIC

or

Party 2 Format

Name (if BIC does not exist)

Party 2 Identifier

ordering party’s (Seller’s) name

M

Party 2 Safekeeping account

ordering party’s  account=Passenger Account b

------------------------------------------
a. Free of payment instructions are only authorised for transfer of assets when there is no change of beneficial owner.
b. Passenger account = final beneficial owner’s account in the books of CBL’s depository: the safekeeping account number.

Securities eligible in CBLC (equities)

Receive Free a

M

Trade date

O

Deal price

M

Beneficial Ownership

Unticked (no change of beneficial owner)

M

Settlement Quantity

Unit

 

Delivering parties

 

M

Depository Format

BIC

Depository Identifier

//CLCBBRRJ[XXX]

M

Party 1 Format

Name

Party 1 Identifier

name of delivering custodian

M

Party 2 Format

BIC

Party 2 Identifier

ordering party’s BIC

or

Party 2 Format

Name (if BIC does not exist)

Party 2 Identifier

ordering party’s name

M

Party 2 Safekeeping account

ordering party’s account=Passenger Account b

 

Receiving parties

 

M

Depository Format

BIC

 

Depository Identifier

BIC of receiving settlement party depository

M

Party 1 Format

Name

 

Party 1 Identifier

Name of receiving custodian

M

Party 2 Format

BIC

Party 2 Identifier

beneficiary’s (Buyer’s)  BIC

or

Party 2 Format

Name (if BIC does not exist)

Party 2 Identifier

beneficiary’s (Buyer’s) name



Receive Against Payment

M

Trade date

O

Deal price

M

Settlement Quantity

Unit

 

Delivering parties

 

M

Depository Format

BIC

Depository Identifier

//CLCBBRRJ[XXX]

M

Party 1 Format

BIC

Party 1 Identifier

counterparty’s BIC

or

Party 1 Format

Name (if BIC does not exist)

Party 1 Identifier

counterparty’s name

M

Party 2 Format

BIC

Party 2 Identifier

ordering party’s BIC

or

Party 2 Format

Name (if BIC does not exist)

Party 2 Identifier

ordering party’s name

M

Party 2 Safekeeping account

ordering party’s account=Passenger Account b

 

Receiving parties

 

M

Depository Format

BIC

 

Depository Identifier

BIC of receiving settlement party depository

M

Party 1 Format

Name

 

Party 1 Identifier

Name of receiving custodian  

M

Party 2 Format

BIC

Party 2 Identifier

beneficiary’s (Buyer’s) BIC

or

Party 2 Format

Name (if BIC does not exist)

Party 2 Identifier

beneficiary’s (Buyer’s)  name



Deliver Free a

M

Trade Date

O

Deal Price

M

Beneficial Ownership

Unticked (no change of beneficial owner)

M

Settlement Quantity

Unit

 

Receiving parties

 

M

Depository Format

BIC

Depository Identifier

//CLCBBRRJ[XXX]

M

Party 1 Format

Name

Party 1 Identifier

name of receiving custodian

M

Party 2 Format

BIC

Party 2 Identifier

beneficiary’s BIC

or

Party 2 Format

Name (if BIC does not exist)

Party 2 Identifier

beneficiary’s name

 

Delivering parties

 

 

M

Depository Format

BIC

 

Depository Identifier

BIC of delivering settlement party depository

M

Party 1 Format

Name

 

Party 1 Identifier

Name of delivering custodian

M

Party 2 Format

BIC

Party 2 Identifier

ordering party’s (Seller’s) BIC

or

Party 2 Format

Name (if BIC does not exist)

Party 2 Identifier

ordering party’s (Seller’s)  name

M

Party 2 Safekeeping account

ordering party’s  (Seller’s)  account=Passenger Account b



Deliver Against Payment

M

Trade Date

O

Deal Price

M

Settlement Quantity

Unit

 

Receiving parties

 

M

Depository Format

BIC

Depository Identifier

//CLCBBRRJ[XXX]

M

Party 1 Format

BIC

Party 1 Identifier

counterparty’s BIC

or

Party 1 Format

Name

Party 1 Identifier

counterparty’s name

M

Party 2 Format

BIC

Party 2 Identifier

beneficiary’s BIC

or

Party 2 Format

Name (if BIC does not exist)

Party 2 Identifier

beneficiary’s name

 

Delivering parties

 

M

Depository Format

BIC

 

Depository Identifier

BIC of delivering settlement party depository

M

Party 1 Format

Name

 

Party 1 Identifier

Name of delivering custodian

M

Party 2 Format

BIC

Party 2 Identifier

ordering party’s  (Seller’s) BIC

or

Party 2 Format

Name (if BIC does not exist)

Party 2 Identifier

ordering party’s (Seller’s)  name

M

Party 2 Safekeeping account

ordering party’s  (Seller’s)  account=Passenger Account b

------------------------------------------

a. Free of payment instructions are only authorised for transfer of assets when there is no change of beneficial owner.

b. Passenger account = final beneficial owner’s account in the books of CBL’s depository: the safekeeping account number.