Entitlement Compensation Rules - Malaysia

16.06.2011

Bonds (listed on the KLSE)

Market compensation basis:Trade Date
Automatic Compensation Managed by Local CSD:No
Restriction on custody events/transaction types:No restriction
Additional information:
CBL’s depository proactively seeks to claim or to pay compensation if, based on CBL’s settlement instructions, a trade is to settle cum-entitlement but settlement actually occurs on/after the Record Date.
Service offered by CBL:Adjustment is performed based on information received from the depository.

Bonds not listed on the KLSE

Market compensation basis:No compensation
Automatic Compensation Managed by Local CSD:Not applicable
Restriction on custody events/transaction types:Not applicable
Additional information:
Entitlement compensation does not apply as there is no Ex-Date involved and entitlements are paid to the last holder as of books-close.
Service offered by CBL:Not applicable

Equities

Market compensation basis:Trade Date
Automatic Compensation Managed by Local CSD:No
Restriction on custody events/transaction types:No restriction
Additional information:
CBL’s depository proactively seeks to claim or to pay compensation if, based on CBL’s settlement instructions, a trade is to settle cum-entitlement but settlement actually occurs on/after the Record Date.
Service offered by CBL:Not applicable