Instruction specifications - CreationOnline - Canada

10.06.2014

In the following tables, M=Mandatory; O=Optional; C=Conditional.

Book-entry transactions, counterparties in CDS

Receive Free
MTrade Date
ODeal Price
MPlace of SettlementBIC
PartyCDSLCATTXXX - Canada CDS
MDelivering AgentCDS - CA
Partycounterparty’s CUID code
orDelivering AgentBIC
PartyCounterparty's BIC
OSellerBIC
Partyordering party’s BIC
orSellerCDS - CA
Partyordering party’s CUID code if different from Delivering Agent
C aAccountordering party’s account
C bSettlement Processing NarrativeElectronic Treasury Order


Receive Against Payment
MTrade Date
ODeal Price
MPlace of SettlementBIC
PartyCDSLCATTXXX - Canada CDS
MDelivering AgentCDS - CA
Partycounterparty’s CUID code
orDelivering AgentBIC
Partycounterparty’s BIC
OSellerBIC
Partyordering party’s BIC
orSellerCDS - CA
Partyordering party’s CUID code if different from Delivering Agent
C aAccountordering party’s account


Deliver Free
MTrade Date
ODeal Price
MPlace of SettlementBIC
PartyCDSLCATTXXX - Canada CDS
MReceiving AgentCDS - CA
Partycounterparty’s CUID code
orReceiving AgentBIC
Partycounterparty’s BIC
OBuyerBIC
Partybeneficiary’s BIC
orBuyerCDS - CA
Partybeneficiary’s CUID code if different from Receiving Agent
C aAccountbeneficiary’s account


Deliver Against Payment
MTrade Date
ODeal Price
MPlace of SettlementBIC
PartyCDSLCATTXXX - Canada CDS
MReceiving AgentCDS - CA
Partycounterparty’s CUID code
orReceiving AgentBIC
Partycounterparty’s BIC
OBuyerBIC
Partybeneficiary’s BIC
orBuyerCDS - CA
Partybeneficiary’s CUID code if different from Receiving Agent
C aAccountbeneficiary’s account

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a. Mandatory if the counterparty is a financial institution or a bank. The absence of the account in such cases may lead to settlement delays.
b. “Electronic Treasury Order” must be communicated when buying shares directly from the issuer. See “Treasury shares and Electronic Treasury Orders” under Settlement services.

Cross-border book-entry transactions with counterparties in DTC

Receive Free
MTrade Date
ODeal Price
MPlace of SettlementBIC
PartyCDSLCATTXXX - Canada CDS
MDelivering AgentCDS - CA
PartyACSI
orDelivering AgentBIC
PartyCADSCA81
MSellerBIC
PartyDTC participant’s BIC
orSellerDTC
Party8-digit DTC participant number
OAccountordering party’s account


Receive Against Payment
MTrade Date
ODeal Price
MPlace of SettlementBIC
PartyDTCYUS33XXX - DTC
MDelivering AgentDTC
Partycounterparty’s 8-digit DTC participant number
OSellerBIC
PartyDTC participant’s BIC
orSellerDTC
Party8-digit DTC participant number if different from Delivering Agent
OAccountordering party’s account


Deliver Free
MTrade Date
ODeal Price
MPlace of SettlementBIC
PartyCDSLCATTXXX - Canada CDS
MReceiving AgentCDS - CA
PartyDTCC
orReceiving AgentBIC
PartyDETCUS33
OBuyerDTC
Party8-digit DTC participant number
O aAccountbeneficiary’s account


Deliver Against Payment
MTrade Date
ODeal Price
MPlace of SettlementBIC
PartyDTCYUS33XXX - DTC
MReceiving AgentDTC
Partycounterparty’s 8-digit DTC participant number
OBuyerBIC
PartyDTC participant’s BIC
orBuyerDTC
Party8-digit DTC participant number if different from Receiving Agent
O aAccountbeneficiary’s account

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a. It is recommended to include the receiving account number to ensure that the receiving participant can recognise the delivery and settlement failure can be avoided.

Physical transactions

Receive Free
MTrade Date
ODeal Price
MPhysical transaction'Yes'
MPlace of SettlementCountry Code
PartyCA - Canada Physical
orPlace of SettlementBIC
PartyROYCCAT2
MDelivering AgentCDS - CA
PartyOTCO
orDelivering AgentBIC
PartyROTRCAT1PYS
OSellerBIC
Partyordering party’s BIC
orSellerName and Address
Partyordering party’s name
OAccountordering party’s account
MSettlement Processing NarrativeDRS statement registered holder name
and statement number a


Receive Against Payment
MTrade Date
ODeal Price
MPhysical transaction'Yes'
MPlace of SettlementCountry Code
PartyCA - Canada Physical
orPlace of SettlementBIC
PartyROYCCAT2
MDelivering AgentCDS - CA
PartyOTCO
orDelivering AgentBIC
PartyROTRCAT1PYS
OSellerBIC
Partyordering party’s BIC
orSellerName and Address
Partyordering party’s name
OAccountordering party’s account
OSettlement Processing Narrativecertificate numbers


Deliver Free
MTrade Date
ODeal Price
MPhysical transaction'Yes'
MPlace of SettlementCountry Code
PartyCA - Canada Physical
orPlace of SettlementBIC
PartyROYCCAT2
MReceiving AgentCDS - CA
PartyOTCO
orReceiving AgentBIC
PartyROTRCAT1PYS
OBuyerBIC
Partybeneficiary’s BIC
orBuyerName and Address
Partybeneficiary’s name
OAccountbeneficiary’s account
C bSettlement Processing NarrativeRegistration details c


Deliver Against Payment
MTrade Date
ODeal Price
MPhysical transaction'Yes'
MPlace of SettlementCountry Code
PartyCA - Canada Physical
orPlace of SettlementBIC
PartyROYCCAT2
MReceiving AgentCDS - CA
PartyOTCO
orReceiving AgentBIC
PartyROTRCAT1PYS
OBuyerBIC
Partybeneficiary’s BIC
orBuyerName and Address
Partybeneficiary’s name
OAccountbeneficiary’s account
C bSettlement Processing NarrativeRegistration details c

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a. For details of the DRS statement, refer to “Direct Registration System (DRS)” under Settlement services. This field may contain certificate numbers.
b. Registration details are only mandatory when registration is not in a nominee name.
c. The registration details must be clearly communicated as follows: DELIVER TO (receiving party's name and address + ATTN name and telephone number of the receiving party)/REGISTER AS (name and address).