Instruction specifications - Xact via SWIFT and Xact File Transfer - Canada

30.03.2015

In the following tables, M=Mandatory; O=Optional; C=Conditional;
Seq=SWIFT Message (sub)sequence.

Book-entry transactions, counterparties in CDS

MT540Receive FreeSeq
M:98a::TRAD//Trade date/timeB
O:90a::DEAL//Deal price
C:70E::SPRO//Electronic Treasury Order a
M:95P::PSET//CDSLCATT[XXX]E1
M:95R::DEAG/CDSL/CUID number
or:95P::DEAG//Counterparty’s BIC
O:95P::SELL//Ordering party’s BIC
or:95R::SELL/CDSL/Ordering party's CUID number, if different from DEAG
C b:97A::SAFE//Ordering party’s account


MT541


Receive Against Payment


Seq
M:98a::TRAD//Trade date/timeB
O:90a::DEAL//Deal price
M:95P::PSET//CDSLCATT[XXX]E1
M:95R::DEAG/CDSL/CUID number
or:95P::DEAG//Counterparty’s BIC
O:95P::SELL//Ordering party’s BIC
or:95R::SELL/CDSL/Ordering party's CUID number, if different from DEAG
C b:97A::SAFE//Ordering party’s account


MT542


Deliver Free


Seq
M:98a::TRAD//Trade date/timeB
O:90a::DEAL//Deal price
M:95P::PSET//CDSLCATT[XXX]E1
M:95R::REAG/CDSL/CUID number
or:95P::REAG//Counterparty’s BIC
O:95P::BUYR//Beneficiary’s BIC
or:95R::BUYR/CDSL/Beneficiary’s CUID number, if different from REAG
C b:97A::SAFE//Beneficiary’s account


MT543


Deliver Against Payment


Seq
M:98a::TRAD//Trade date/timeB
O:90a::DEAL//Deal price
M:95P::PSET//CDSLCATT[XXX]E1
M:95R::REAG/CDSL/CUID number
or:95P::REAG//Counterparty’s BIC
O:95P::BUYR//Beneficiary’s BIC
or:95R::BUYR/CDSL/Beneficiary’s CUID number, if different from REAG
C b:97A::SAFE//Beneficiary’s account

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a. "Electronic Treasury Order" must be communicated when buying shares directly from the issuer. Please see “Treasury shares and Electronic Treasury Orders" in Settlement Services.
b. If the counterparty is a financial institution or a bank, the account must be provided. The absence of the account in such cases may lead to settlement delays.

Cross-border book-entry transactions with counterparties in DTC

MT540Receive FreeSeq
M:98a::TRAD//Trade date/timeB
O:90a::DEAL//Deal price
M:95P::PSET//CDSLCATT[XXX]E1
M:95R::DEAG/CDSL/ACSI
or:95P::DEAG//CADSCA81
M:95R::SELL/DTCYID/8-digit DTC participant number
or:95P::SELL//DTC participant BIC
O:97A::SAFE//Ordering party’s account


MT541


Receive Against Payment


Seq
M:98a::TRAD//Trade date/timeB
O:90a::DEAL//Deal price
M:95P::PSET//DTCYUS33[XXX]E1
M:95R::DEAG/DTCYID/DTC 8-digit participant number
O:95R::SELL/DTCYID/8-digit DTC participant number, if different from DEAG
or:95P::SELL//DTC participant BIC
O:97A::SAFE//Ordering party’s account


MT542


Deliver Free


Seq
M:98a::TRAD//Trade date/timeB
O:90a::DEAL//Deal price
M:95P::PSET//CDSLCATT[XXX]E1
M:95R::REAG/CDSL/DTCC
or:95P::REAG//DETCUS33
M:95R::BUYR/DTCYID/8-digit DTC participant number
O a:97A::SAFE//Beneficiary’s account


MT543


Deliver Against Payment


Seq
M:98a::TRAD//Trade date/timeB
O:90a::DEAL//Deal price
M:95P::PSET//DTCYUS33[XXX]E1
M:95R::REAG/DTCYID/8-digit DTC participant number
O:95R::BUYR/DTCYID/8-digit DTC participant number, if different from REAG
or:95P::BUYR//DTC participant BIC
O a:97A::SAFE//Beneficiary’s account

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a. It is recommended to include the receiving account number to ensure that the receiving participant can recognise the delivery and settlement failure can be avoided.

Physical transactions

MT540Receive FreeSeq
M:98a::TRAD//Trade date/timeB
O:90a::DEAL//Deal price
M:70E::SPRO//Delivering party’s name and address or
//DRS statement registered holder name and statement number a
O:13B::CERT//Certificate numbers to be receivedC
M:22F::STCO//PHYSE
M:95C::PSET//CAE1
or:95P::PSET//ROYCCAT2
M:95R::DEAG/CDSL/OTCO
or:95P::DEAG//ROTRCAT1PYS
O:95P::SELL//Ordering party’s BIC
or:95Q::SELL//Ordering party's name
O:97A::SAFE//Ordering party’s account


MT541


Receive Against Payment


Seq
M:98a::TRAD//Trade date/timeB
O:90a::DEAL//Deal price
M:70E::SPRO//Delivering party’s name and address
O:13B::CERT//Certificate numbers to be receivedC
M:22F::STCO//PHYSE
M:95C::PSET//CAE1
or:95P::PSET//ROYCCAT2
M:95R::DEAG/CDSL/OTCO
or:95P::DEAG//ROTRCAT1PYS
O:95P::SELL//Ordering party’s BIC
or:95Q::SELL//Ordering party's name
O:97A::SAFE//Ordering party’s account


MT542


Deliver Free


Seq
M:98a::TRAD//Trade date/timeB
O:90a::DEAL//Deal price
C b:70E::SPRO//Registration details c
M:22F::STCO//PHYSE
M:95C::PSET//CAE1
or:95P::PSET//ROYCCAT2
M:95R::REAG/CDSL/OTCO
or:95P::REAG//ROTRCAT1PYS
O:95P::BUYR//Beneficiary’s BIC
or:95Q::BUYR//Beneficiary’s name
O:97A::SAFE//Beneficiary’s account


MT543


Deliver Against Payment


Seq
M:98a::TRAD//Trade date/timeB
O:90a::DEAL//Deal price
C b:70E::SPRO//Registration details c
M:22F::STCO//PHYSE
M:95C::PSET//CAE1
or:95P::PSET//ROYCCAT2
M:95R::REAG/CDSL/OTCO
or:95P::REAG//ROTRCAT1PYS
O:95P::BUYR//Beneficiary’s BIC
or:95Q::BUYR//Beneficiary’s name
O:97A::SAFE//Beneficiary’s account

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a. For details of the DRS statement, refer to “Direct Registration System (DRS)” under Settlement services.
b. Registration details are only mandatory when registration is not in a nominee name.
c. The registration details must be clearly communicated as follows: DELIVER TO (receiving party's name and address + ATTN name and telephone number of the receiving party)/REGISTER AS (name and address).