Instruction specifications - Xact Web Portal - Canada

15.02.2017

In the following tables, M=Mandatory; O=Optional; C=Conditional.

Book-entry transactions, counterparties in CDS

 

Receive Free

C b

Settlement instruction processing additional details

Electronic Treasury Order

M

Trade date

 

O

Deal price

 

 

Delivering settlement parties

 

M

Depository Format

BIC

 

Depository Identifier

CDSLCATTXXX

M

Party 1 Format

Proprietary

 

Party 1 Issuer

CDSL

 

Party 1 Identifier

counterparty’s CUID code

or

Party 1 Format

BIC

 

Party 1 Identifier

Counterparty's BIC

O

Party 2 Format

BIC

 

Party 2 Identifier

ordering party’s BIC

or

Party 2 Format

Proprietary

 

Party 2 Issuer

CDSL

 

Party 2 Identifier

ordering party’s CUID code if different from Delivering Agent

C a

Party 2 Safekeeping account

ordering party’s account

 

Receive Against Payment

M

Trade date

 

O

Deal price

 

 

Delivering settlement parties

 

M

Depository Format

BIC

 

Depository Identifier

CDSLCATTXXX

M

Party 1 Format

Proprietary

 

Party 1 Issuer

CDSL

 

Party 1 Identifier

counterparty’s CUID code

or

Party 1 Format

BIC

 

Party 1 Identifier

counterparty’s BIC

O

Party 2 Format

BIC

 

Party 2 Identifier

ordering party’s BIC

or

Party 2 Format

Proprietary

 

Party 2 Issuer

CDSL

 

Party 2 Identifier

ordering party’s CUID code if different from Delivering Agent

C a

Party 2 Safekeeping account

ordering party’s account

 

Deliver Free

M

Trade date

 

O

Deal price

 

 

Receiving settlement parties

 

M

Depository Format

BIC

 

Depository Identifier

CDSLCATTXXX

M

Party 1 Format

Proprietary

 

Party 1 Issuer

CDSL

 

Party 1 Identifier

counterparty’s CUID code

or

Party 1 Format

BIC

 

Party 1 Identifier

counterparty’s BIC

O

Party 2 Format

BIC

 

Party 2 Identifier

beneficiary’s BIC

or

Party 2 Format

Proprietary

 

Party 2 Issuer

CDSL

 

Party 2 Identifier

beneficiary’s CUID code if different from Receiving Agent

C a

Party 2 Safekeeping account

beneficiary’s account

 

Deliver Against Payment

M

Trade date

 

O

Deal price

 

 

Receiving settlement parities

 

M

Depository Format

BIC

 

Depository Identifier

CDSLCATTXXX

M

Party 1 Format

Proprietary

 

Party 1 Issuer

CDSL

 

Party 1 Identifier

counterparty’s CUID code

or

Party 1 Format

BIC

 

Party 1 Identifier

counterparty’s BIC

O

Party 2 Format

BIC

 

Party 2 Identifier

beneficiary’s BIC

or

Party 2 Format

Proprietary

 

Party 2 Issuer

CDSL

 

Party 2 Identifier

beneficiary’s CUID code if different from Receiving Agent

C a

Party 2 Safekeeping account

beneficiary’s account

------------------------------------------
a. Mandatory if the counterparty is a financial institution or a bank. The absence of the account in such cases may lead to settlement delays.
b. “Electronic Treasury Order” must be communicated when buying shares directly from the issuer. See “Treasury shares and Electronic Treasury Orders” under Settlement services.

Cross-border book-entry transactions with counterparties in DTC

 

Receive Free

M

Trade date

 

O

Deal price

 

 

Delivering settlement parties

 

M

Depository Format

BIC

 

Depository Identifier

CDSLCATTXXX

M

Party 1 Format

Proprietary

 

Party 1 Issuer

CSDL

 

Party 1 Identifier

ACSI

or

Party 1 Format

BIC

 

Party 1 Identifier

CADSCA81

M

Party 2 Format

BIC

 

Party 2 Identifier

DTC participant’s BIC

or

Party 2 Format

Proprietary

 

Party 2 Issuer

DTCY

 

Party 2 Scheme

ID

 

Party 2 Identifier

8-digit DTC participant number

O

Party 2 Safekeeping account

ordering party’s account

 

Receive Against Payment

M

Trade date

 

O

Deal price

 

 

Delivering settlement parties

 

M

Depository Format

BIC

 

Depository Identifier

DTCYUS33XXX

M

Party 1 Format

Proprietary

 

Party 1 Issuer

DTCY

 

Party 1 Scheme

ID

 

Party 1 Identifier

counterparty’s 8-digit DTC participant number

O

Party 2 Format

BIC

 

Party 2 Identifier

DTC participant’s BIC

or

Party 2 Format

Proprietary

 

Party 2 Issuer

DTCY

 

Party 2 Scheme

ID

 

Party 2 Identifier

8-digit DTC participant number if different from Party 1

O

Party 2 Safekeeping account

ordering party’s account

 

Deliver Free

M

Trade date

 

O

Deal price

 

 

Receiving settlement parties

 

M

Depository Format

BIC

 

Depository Identifier

CDSLCATTXXX

M

Party 1 Format

Proprietary

 

Party 1 Issuer

CDSL

 

Party 1 Identifier

DTCY

or

Party 1 Format

BIC

 

Party 1 Identifier

DETCUS33

O

Party 2 Format

Proprietary

 

Party 2 Issuer

DTCY

 

Party 2 Scheme

ID

 

Party 2 Identifier

8-digit DTC participant number

O a

Party 2 Safekeeping account

beneficiary’s account

 

Deliver Against Payment

M

Trade date

 

O

Deal price

 

 

Receiving settlement parties

 

M

Depository Format

BIC

 

Depository Identifier

DTCYUS33XXX

M

Party 1 Format

Proprietary

 

Party 1 Issuer

DTCY

 

Party 1 Scheme

ID

 

Party 1 Identifier

counterparty’s 8-digit DTC participant number

O

Party 2 Format

BIC

 

Party 2 Identifier

DTC participant’s BIC

or

Party 2 Format

Proprietary

 

Party 2 Issuer

DTCY

 

Party 2 Scheme

ID

 

Party 2 Identifier

8-digit DTC participant number if different from Receiving Agent

O a

Party 2 Safekeeping account

beneficiary’s account

------------------------------------------
a. It is recommended to include the receiving account number to ensure that the receiving participant can recognise the delivery and settlement failure can be avoided.

Physical transactions

Receive Free

M

Settlement instruction processing additional details

DRS statement registered holder name
and statement number a

M

Trade date

 

O

Deal price

M

Sett. Transaction cond.

PHYS - PHYSICAL

 

Delivering settlement parties

 

M

Depository Format

Country code

Depository Identifier

CA - CANADA

or

Depository Format

BIC

Depository Identifier

ROYCCAT2

M

Party 1 Format

Proprietary

 

Party 1 Issuer

CDSL

Party 1 Identifier

OTCO

or

Party 1 Format

BIC

Party 1 Identifier

ROTRCAT1PYS

O

Party 2 Format

BIC

Party 2 Identifier

ordering party’s BIC

or

Party 2 Format

Name

Party 2 Identifier

ordering party’s name

O

Party 2 Safekeeping account

ordering party’s account

Receive Against Payment

O

Settlement instruction processing additional details

certificate numbers

M

Trade date

 

O

Deal price

M

Sett. Transaction cond.

PHYS - PHYSICAL

 

Delivering settlement parties

 

M

Depository Format

Country code

Depository Identifier

CA - CANADA

or

Depository Format

BIC

Depository Identifier

ROYCCAT2

M

Party 1 Format

Proprietary

 

Party 1 Issuer

CDSL

Party 1 Identifier

OTCO

or

Party 1 Format

BIC

Party 1 Identifier

ROTRCAT1PYS

O

Party 2 Format

BIC

Party 2 Identifier

ordering party’s BIC

or

Party 2 Format

Name

Party 2 Identifier

ordering party’s name

O

Party 2 Safekeeping account

ordering party’s account

Deliver Free

C b

Settlement instruction processing additional details

Registration details c

M

Trade date

 

O

Deal price

M

Sett. Transaction cond.

PHYS - PHYSICAL

 

Receiving settlement parties

 

M

Depository Format

Country code

Depository Identifier

CA - CANADA

or

Depository Format

BIC

Depository Identifier

ROYCCAT2

M

Party 1 Format

Proprietary

 

Party 1 Issuer

CDSL

Party 1 Identifier

OTCO

or

Party 1 Format

BIC

Party 1 Identifier

ROTRCAT1PYS

O

Party 2 Format

BIC

Party 2 Identifier

beneficiary’s BIC

or

Party 2 Format

Name

Party 2 Identifier

beneficiary’s name

O

Party 2 Safekeeping account

beneficiary’s account

Deliver Against Payment

C b

Settlement instruction processing additional details

Registration details c

M

Trade date

O

Deal price

M

Sett. Transaction cond.

PHYS - PHYSICAL

M

Depository Format

Country code

Depository Identifier

CA - CANADA

or

Depository Format

BIC

Depository Identifier

ROYCCAT2

M

Party 1 Format

Proprietary

 

Party 1 Issuer

CDSL

Party 1 Identifier

OTCO

or

Party 1 Format

BIC

Party 1 Identifier

ROTRCAT1PYS

O

Party 2 Format

BIC

Party 2 Identifier

beneficiary’s BIC

or

Party 2 Format

Name

Party 2 Identifier

beneficiary’s name

O

Party 2 Safekeeping account

beneficiary’s account

      

------------------------------------------
a. For details of the DRS statement, refer to “Direct Registration System (DRS)” under Settlement services. This field may contain certificate numbers.
b. Registration details are only mandatory when registration is not in a nominee name.
c. The registration details must be clearly communicated as follows: DELIVER TO (receiving party's name and address + ATTN name and telephone number of the receiving party)/REGISTER AS (name and address).