Tax Forms to use - U.S.A. - CBF
03.02.2023
The attached forms are for use in relation to U.S. tax procedures via Clearstream Banking AG.
NQI customers wishing to apply for an omnibus structure and holding securities on behalf of multiple underlying recipients: please contact your Relationship Officer.
- IRS Forms and Instructions (PDF)
External Links
Attachments
- One-Time Certificate - U.S. Financial Institution ( 97 kb, pdf )
- One-Time Certificate - FATCA compliant FFI / Exempted Beneficial owner Own account ( 180 kb, pdf )
- One-Time Certificate - FFI - QIA: Qualified Intermediary assuming primary Non-Resident Alien (NRA) withholding responsibility and 1099 reporting and backup withholding responsibility ( 104 kb, pdf )
- One-Time Certificate– FFI – QIB: Segregated account for FATCA compliant recipients being U.S. specified persons for which payee specific 1099 reporting is requested ( 346 kb, pdf )
- One-Time Certificate - FFI - QIB: Omnibus account for both FATCA non-compliant and compliant recipients being non-U.S. beneficial owners, U.S. exempt recipients and U.S. specified persons in a U.S. Payee Pool ( 306 kb, pdf )
- One-Time Certificate - FFI - QIC: Segregated account for FATCA compliant recipients being U.S. specified persons for which payee specific 1099 reporting is requested ( 169 kb, pdf )
- One-Time Certificate - FFI - NQI: Segregated Account for FATCA non-compliant recipients or FATCA compliant recipients being non-U.S. beneficial owners, U.S. exempt recipients or U.S. specified persons in a U.S. Payee Pool ( 247 kb, pdf )
- One-Time Certificate – FFI – NQI: Segregated account for FATCA compliant recipients being U.S. specified persons for which payee specific 1099 reporting is requested ( 250 kb, pdf )
- One-Time Certificate – FFI – QIC – NQI : Omnibus Account for exclusively FATCA non-compliant recipients and/or FATCA compliant recipients being non-U.S. beneficial owners, U.S. exempt recipients and U.S. specified persons in a U.S. Payee Pool ( 295 kb, pdf )
- 1042-s reconciliation file – For Clearstream Banking AG’s upstream agents ( 17 kb, vnd.openxmlformats-officedocument.spreadsheetml.sheet )
- Customer Waiver Clause Letter ( 54 kb, pdf )
- U.S. Taxable Securities - as of March 2023 ( 4,788 kb, zip )
- Withholding Statement for events subject to IRC Section 302 ( 159 kb, pdf )