Transfer of securities from CBL to CBF - United States of America

04.07.2019

Delivery instruction specifications in Creation

CreationOnline

 Deliver Free 
MTrade Date 
MPlace of SettlementDTCYUS33XXX - DTC
MReceiving AgentDTCC
 Party2000
 AccountNot processed
MBuyerBIC
 PartyBeneficiary’s BIC
 Accountnnnn (Beneficiary’s 4-digit CBF account)

Xact via SWIFT and Xact File Transfer

 MT542Deliver Free  Seq
M:98a::TRAD//Trade date/timeB
O:90a::DEAL//Deal priceB
M:95P::PSET//DTCYUS33E1
M:95R::REAG///DTCYID/2000E1
M:95P::BUYR//Beneficiary’s BICE1
M:97A::SAFE//nnnn (Beneficiary’s 4-digit CASCADE accountE1

Receipt instruction specifications in CASCADE

No instruction is required to receive securities in CASCADE for US and Canadian securities.

For receipts in German securities, a match instruction must be provided by active matchers. The trade date (TD) must be the same as the settlement date for the instructions to match. Instructions must not be given with a historical or future trade or settlement date, that is, the trade and settlement date must be the current day.

Receipt instruction specifications in CBF for German securities

CASCADE (KVEE MI)

Receive Free

M

Gut-Kto

BIC of CBF participant (alternative is 4-digit account master or 7-digit account)

M

Last-Kto

DTCCUS33XXX
(alternative is 7911)

M

Schlusstag

Trade Date

M

Lieferer-P1 - SAC

0908 (CITIBANK)

M

Lieferer-P2-Text

089154/CSCxxxxx (customer account in CBL)

CASCADE-PC

Receive Free of Payment (01)

M

Credit account

BIC of CBF participant (alternative is 4-digit account master or 7-digit account)

M

Debit account

DTCCUS33XXX
(alternative is 7911)

M

Trade Date

Trade date

M

Seller P1

0908 (CITIBANK)

M

Seller P2

089154/CSCxxxxx (customer account in CBL)

SWIFT ISO 15022 interface (ICP mode) - CBF

MT542 Deliver Free

O

:70E:

:SPRO

//089154/CSCxxxxx (customer account in CBL)

B

M

:98A:

:TRAD

//Trade date

B

M

:97A:

:SAFE

//4-digit account master or 7 or 8-digit account in CBF

C

M

:95P:

:PSET

DAKVDEFFXXX

E1

M

:95P:

:DEAG

DTCCUS33XXX

E1

M

:95R:

:DECU

/DTCYID/0908 (Beneficiary’s custodian account)

E1

M

:95Q:

:SELL

//089154/CSCxxxxx (customer account in CBL)

E1

SWIFT ISO 20022 format (DCP mode) - CBF

SESE.023 (Securities Settlement Transaction Instruction) RECE with FREE

M

Trade date - <TradDt>

Trade Date

M

Credit account - <QtyAndAcctDtlsSfkpgAcct>

SAC (DAKV1234000)

M

Delivering depository BIC - <Dpstry/Id/AnyBIC>

DTCCUS33XXX

M

Delivering P1 Safekeeping account –

<DlvrgSttlmPties/Pty1/SfkpgAcct/ID >

0908

M

Delivering P2 -Party Contact Details

<DlvrgSttlmPties/Pty1/SfkpgAcct/ID >

089154/CSCxxxxx (customer account in CBL)