Instruction specifications - Xact Web Portal - Japanese debt securities

15.02.2017

In the following tables, M=Mandatory; O=Optional; C=Conditional.

Bonds in book-entry form, Daimyo and Samurai bonds

	Receive Free
M	Trade date
O	Deal price
	Delivering settlement parties
M	Depository Format	BIC
	Depository Identifier	HSBCJPJTXXX (- for bearer and recorded foreign bonds; )or JJSDJPJTXXX (- for book-entry bonds in JASDEC)
M	Party 1 Format	BIC ^a
	Party 1 Identifier	counterparty’s BIC ^a
or	Party 1 Format	Name ^a
	Party 1 Identifier	counterparty’s name or JASDEC PSMS code ^a
M	Party 2 Format	BIC ^a
	Party 2 Identifier	ordering party’s BIC ^a
or	Party 2 Format	Name ^a
	Part 2 Identifier	ordering party’s name or JASDEC PSMS code ^a
O	Party 2 Safekeeping account	ordering party’s account
	Receive Against Payment
M	Trade date
O	Deal price
	Delivering settlement parties
M	Depository Format	BIC
	Depository Identifier	HSBCJPJTXXX (- for bearer and recorded foreign bonds;) or JJSDJPJTXXX (- for book-entry bonds in JASDEC)
M	Party 1 Format	BIC ^a
	Party 1 Identifier	counterparty’s BIC ^a
or	Party 1 Format	Name ^a
	Party 1 Identifier	counterparty’s name or JASDEC PSMS code ^a
M	Party 2 Format	BIC ^a
	Party 2 Identifier	ordering party’s BIC ^a
or	Party 2 Format	Name ^a
	Party 2 Identifier	ordering party’s name or JASDEC PSMS code ^a
O	Party 2 Safekeeping account	ordering party’s account
	Deliver Free
M	Trade date
O	Deal price
	Receiving settlement parties
M	Depository Format	BIC
	Depository Identifier	HSBCJPJTXXX (- for bearer and recorded foreign bonds; ) or JJSDJPJTXXX (- for book-entry bonds in JASDEC)
M	Party 1 Format	BIC ^a
	Party 1 Identifier	counterparty’s BIC ^a
or	Party 1 Format	Name ^a
	Party 1 Identifier	counterparty’s name or JASDEC PSMS code ^a
M	Party 2 Identifier	BIC ^a
	Party 2 Format	beneficiary’s BIC ^a
or	Party 2 Identifier	Name ^a
	Party 2 Format	beneficiary’s name or JASDEC PSMS code ^a
O	Party 2 Safekeeping account	beneficiary’s account
	Deliver Against Payment
M	Trade date
O	Deal price
	Receiving settlement parties
M	Depository Format	BIC
	Depository Identifier	HSBCJPJTXXX (- for bearer and recorded foreign bonds;) or JJSDJPJTXXX (- for book-entry bonds in JASDEC)
M	Party 1 Format	BIC ^a
	Party 1 Identifier	counterparty’s BIC ^a
or	Party 1 Format	Name ess ^a
	Party 1 Identifier	counterparty’s name or JASDEC PSMS code ^a
M	Party 2 Identifier	BIC ^a
	Party 2 Format	beneficiary’s BIC ^a
or	Party 2 Identifier	Name ^a
	Party 2 Format	beneficiary’s name or JASDEC PSMS code ^a
O	Party 2 Safekeeping account	beneficiary’s account

------------------------------------------
a. If no BIC exists or none is available, or if only the JASDEC PSMS code for the Delivering/Receiving Agent or for the Seller/Buyer is available, the Name option must be used instead in each case. If the appropriate BIC does exist but is not provided, STP cannot be guaranteed and there is a risk of incurring eventual charges.

JPY denominated global bonds

	Receive Free
M	Trade date
O	Deal price
	Delivering settlement parties
M	Depository Format	BIC
	Depository Identifier	DTCYUS33XXX
M	Party 1 Format	BIC
	Party 1 Identifier	counterparty’s BIC
or	Party 1 Format	Name
	Party 1 Identifier	counterparty’s name
or	Party 1 Format	DTC-US
	Party 1 Identifier	DTC account identifier (without leading zeroes)
C ^a	Party 1 Safekeeping account	counterparty’s DTC account number
M	Party 2 Identifier	BIC ^b
	Party 2 Format	ordering party’s BIC ^b
or	Party 2 Identifier	Name ^b
	Party 2 Format	ordering party’s name^b
O	Party 2 Safekeeping account	ordering party’s account
	Deliver Free
M	Trade date
O	Deal price
	Receiving settlement parties
M	Depository Format	BIC
	Depository Identifier	DTCYUS33XXX
M	Party 1 Format	BIC
	Party 1 Identifier	counterparty’s BIC
or	Party 1 Format	Name
	Party 1 Identifier	counterparty’s name
or	Party 1 Format	DTC-US
	Party 1 Identifier	DTC account identifier (without leading zeroes)
C ^a	Party 1 Safekeeping account	counterparty’s DTC account number
M	Party 2 Identifier	BIC ^b
	Party 2 Format	beneficiary’s BIC ^b
or	Party 2 Identifier	Name ^b
	Party 2 Format	beneficiary’s name^b
O	Party 2 Safekeeping account	beneficiary’s account

------------------------------------------
a. To be provided only when the Delivering/Receiving Agent is specified as DTC-US.
b. If no BIC exists for the Seller/Buyer, the Name option must be used instead in each case. If the appropriate BIC does exist but is not provided, STP cannot be guaranteed and there is a risk of incurring eventual charges.

Book-entry Japanese Government Bonds (JGBs)

	Receive Free
O	Settlement instruction processing additional details	/QFIN/name of the previous holder’s QFI
M	Trade date
O	Deal price
	Delivering settlement parties
M	Depository Format	BIC
	Depository Identifier	BOJPJPJT
M	Party 1 Format	BIC ^a
	Party 1 Identifier	counterparty’s BIC ^a
or	Party 1 Format	Name ^a
	Party 1 Identifier	counterparty’s name^a
M	Party 2 Identifier	BIC ^a
	Party 2 Format	ordering party’s BIC ^a
or	Party 2 Identifier	Name ^a
	Party 2 Format	ordering party’s name^a
O	Party 2 Safekeeping account	ordering party’s account
	Receive Against Payment
O	Settlement instruction processing additional details	/QFIN/name of the previous holder’s QFI
M	Trade date
O	Deal price
	Delivering settlement parties
M	Depository Format	BIC
	Depository Identifier	BOJPJPJT
M	Party 1 Format	BIC ^a
	Party 1 Identifier	counterparty’s BIC ^a
or	Party 1 Format	Name ^a
	Party 1 Identifier	counterparty’s name^a
M	Party 2 Identifier	BIC ^a
	Party 2 Format	ordering party’s BIC ^a
or	Party 2 Identifier	Name ^a
	Party 2 Format	ordering party’s name^a
O	Party 2 Safekeeping account	ordering party’s account
	Deliver Free
O	Settlement instruction processing additional details	/QFIN/name of the previous holder’s QFI
M	Trade date
O	Deal price
M	Depository Format	BIC
	Depository Identifier	BOJPJPJT
M	Party 1 Format	BIC ^a
	Party 1 Identifier	counterparty’s BIC ^a
or	Party 1 Format	Name ^a
	Party 1 Identifier	counterparty’s name^a
M	Party 2 Identifier	BIC ^a
	Party 2 Format	beneficiary’s BIC ^a
or	Party 2 Identifier	Name ^a
	Party 2 Format	beneficiary’s name^a
O	Party 2 Safekeeping account	beneficiary’s account
	Deliver Against Payment
O	Settlement instruction processing additional details	/QFIN/name of the previous holder’s QFI
M	Trade date
O	Deal price
	Receiving settlement parties
M	Depository Format	BIC
	Depository Identifier	BOJPJPJT
M	Party 1 Format	BIC ^a
	Party 1 Identifier	counterparty’s BIC ^a
or	Party 1 Format	Name ^a
	Party 1 Identifier	counterparty’s name^a
M	Party 2 Identifier	BIC ^a
	Party 2 Format	beneficiary’s BIC ^a
or	Party 2 Identifier	Name ^a
	Party 2 Format	beneficiary’s name^a
O	Party 2 Safekeeping account	beneficiary’s account

------------------------------------------
a. If no BIC exists for the Delivering/Receiving Agent or for the Seller/Buyer, the Name option must be used instead in each case. If the appropriate BIC does exist but is not provided, STP cannot be guaranteed and there is a risk of incurring eventual charges.

Book-entry Japanese Convertible Bonds (JCBs)

	Receive Free
M	Settlement instruction processing additional details	Tax status of bonds bought^b and/or beneficiary’s name
M	Trade date
O	Deal price
	Delivering settlement parties
M	Depository Format	BIC
	Depository Identifier	HSBCJPJTXXX (- for bearer and recorded foreign bonds;) or JJSDJPJTXXX (- for book-entry bonds in JASDEC)
M	Party 1 Format	BIC ^a
	Party 1 Identifier	counterparty’s BIC ^a
or	Party 1 Format	Name ^a
	Party 1 Identifier	counterparty’s name^a
M	Party 2 Identifier	BIC ^a
	Party 2 Format	ordering party’s BIC ^a
or	Party 2 Identifier	Name ^a
	Party 2 Format	ordering party’s name^a
O	Party 2 Safekeeping account	ordering party’s account
	Receive Against Payment
M	Settlement instruction processing additional details	Tax status of bonds bought^b and/or beneficiary’s name
M	Trade date
O	Deal price
	Delivering settlement parties
M	Depository Format	BIC
	Depository Identifier	HSBCJPJTXXX (- for bearer and recorded foreign bonds; )or JJSDJPJTXXX (- for book-entry bonds in JASDEC)
M	Party 1 Format	BIC ^a
	Party 1 Identifier	counterparty’s BIC ^a
or	Party 1 Format	Name ^a
	Party 1 Identifier	counterparty’s name^a
M	Party 2 Identifier	BIC ^a
	Party 2 Format	ordering party’s BIC ^a
or	Party 2 Identifier	Name ^a
	Party 2 Format	ordering party’s name^a
O	Party 2 Safekeeping account	ordering party’s account
	Deliver Free
M	Settlement instruction processing additional details	Tax status of bonds sold^b and/or beneficiary’s name
M	Trade date
O	Deal price
	Receiving settlement parties
M	Depository Format	BIC
	Depository Identifier	HSBCJPJTXXX (- forbearer and recorded foreign bonds;) or JJSDJPJTXXX (- for book-entry bonds in JASDEC)
M	Party 1 Format	BIC ^a
	Party 1 Identifier	counterparty’s BIC ^a
or	Party 1 Format	Name ^a
	Party 1 Identifier	counterparty’s name^a
M	Party 2 Identifier	BIC ^a
	Party 2 Format	beneficiary’s BIC ^a
or	Party 2 Identifier	Name ^a
	Party 2 Format	beneficiary’s name^a
O	Party 2 Safekeeping account	beneficiary’s account
	Deliver Against Payment
M	Settlement instruction processing additional details	Tax status of bonds sold^b and/or beneficiary’s name
M	Trade date
O	Deal price
	Receiving settlement parties
M	Depository Format	BIC
	Depository Identifier	HSBCJPJTXXX (- for bearer and recorded foreign bonds; ) or JJSDJPJTXXX ( - for book-entry bonds in JASDEC)
M	Party 1 Format	BIC ^a
	Party 1 Identifier	counterparty’s BIC ^a
or	Party 1 Format	Name ^a
	Party 1 Identifier	counterparty’s name^a
M	Party 2 Identifier	BIC ^a
	Party 2 Format	beneficiary’s BIC ^a
or	Party 2 Identifier	Name ^a
	Party 2 Format	beneficiary’s name^a
O	Party 2 Safekeeping account	beneficiary’s account

Book-entry Japanese corporate and municipal bonds

	Receive Free
O	Settlement instruction processing additional details	/QFIN/name of the previous holder’s QFI^b
M	Trade date
O	Deal price
	Delivering settlement parties
M	Depository Format	BIC^a
	Depository Identifier	JJSDJPJT
M	Party 1 Format	BIC ^a
	Party 1 Identifier	counterparty’s BIC ^a
or	Party 1 Format	Name ^a
	Party 1 Identifier	counterparty’s name^a
M	Party 2 Identifier	BIC ^a
	Party 2 Format	ordering party’s BIC ^a
or	Party 2 Identifier	Name ^a
	Party 2 Format	ordering party’s name^a
O	Party 2 Safekeeping account	ordering party’s account
	Receive Against Payment
O	Settlement instruction processing additional details	/QFIN/name of the previous holder’s QFI^b
M	Trade date
O	Deal price
	Delivering settlement parties
M	Depository Format	BIC^a
	Depository Identifier	JJSDJPJT
M	Party 1 Format	BIC ^a
or	Party 1 Identifier	counterparty’s BIC ^a
M	Party 1 Format	Name ^a
	Party 1 Identifier	counterparty’s name^a
M	Party 2 Identifier	BIC ^a
	Party 2 Format	ordering party’s BIC ^a
or	Party 2 Identifier	Name ^a
	Party 2 Format	ordering party’s name^a
O	Party 2 Safekeeping account	ordering party’s account
	Deliver Free
O	Settlement instruction processing additional details	/QFIN/name of the previous holder’s QFI ^b
M	Trade date
O	Deal price
	Receiving settlement parties
M	Depository Format	BIC^a
	Depository Identifier	JJSDJPJT
M	Party 1 Format	BIC ^a
	Party 1 Identifier	counterparty’s BIC ^a
or	Party 1 Format	Name ^a
	Party 1 Identifier	counterparty’s name^a
M	Party 2 Identifier	BIC^a
	Party 2 Format	beneficiary’s BIC ^a
or	Party 2 Identifier	Name ^a
	Party 2 Format	beneficiary’s name^a
O	Party 2 Safekeeping account	beneficiary’s account
	Deliver Against Payment
O	Settlement instruction processing additional details	/QFIN/name of the previous holder’s QFI ^b
M	Trade date
O	Deal price
	Receiving settlement parties
M	Depository Format	BIC ^a
	Depository Identifier	JJSDJPJT
M	Party 1 Format	BIC ^a
	Party 1 Identifier	counterparty’s BIC ^a
or	Party 1 Format	Name ^a
	Party 1 Identifier	counterparty’s name^a
M	Party 2 Identifier	BIC ^a
	Party 2 Format	beneficiary’s BIC ^a
or	Party 2 Identifier	Name ^a
	Party 2 Format	beneficiary’s name^a
O	Party 2 Safekeeping account	beneficiary’s account

b. The previous bondholders QFI must be quoted unless CBL was the QFI.

Further Japan MLG I

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