Instruction specifications - Xact via SWIFT and Xact File Transfer - Japanese debt securities

11.11.2013

In the following tables, M=Mandatory; O=Optional; C=Conditional;
Seq=SWIFT Message (sub)sequence.

Bonds in book-entry form, Daimyo and Samurai bonds

MT540Receive Free
Seq
M:98a::TRAD//Trade date/timeB
O:90a::DEAL//Deal price
M:95P::PSET//JJSDJPJT[XXX] for Japanese book-entry bonds held in JASDEC; or
HSBCJPJT[XXX] for recorded and bearer foreign bonds (Daimyo and Samurai bonds)
E1
M:95P::DEAG//Counterparty’s BIC a
or:95Q::DEAG//Counterparty’s name and address or JASDEC PSMS code a
M:95P::SELL//Ordering party’s BIC, if different from DEAG a
or:95Q::SELL//Ordering party’s name and address or JASDEC PSMS code a
O:97A::SAFE//Ordering party’s account


MT541


Receive Against Payment


Seq
M:98a::TRAD//Trade date/timeB
O:90a::DEAL//Deal price
M:95P::PSET//JJSDJPJT[XXX] for Japanese book-entry bonds held in JASDEC; or
HSBCJPJT[XXX] for recorded and bearer foreign bonds (Daimyo and Samurai bonds)
E1
M:95P::DEAG//Counterparty’s BIC a
or:95Q::DEAG//Counterparty’s name and address or JASDEC PSMS code a
M:95P::SELL//Ordering party’s BIC, if different from DEAG a
or:95Q::SELL//Ordering party’s name and address or JASDEC PSMS code a
O:97A::SAFE//Ordering party’s account


MT542


Deliver Free


Seq
M:98a::TRAD//Trade date/timeB
O:90a::DEAL//Deal price
M:95P::PSET//JJSDJPJT[XXX] for Japanese book-entry bonds held in JASDEC; or
HSBCJPJT[XXX] for recorded and bearer foreign bonds (Daimyo and Samurai bonds)
E1
M:95P::REAG//Counterparty’s BIC a
or:95Q::REAG//Counterparty’s name and address or JASDEC PSMS code a
M:95P::BUYR//Beneficiary’s BIC, if different from REAG a
or:95Q::BUYR//Beneficiary’s name and address or JASDEC PSMS code a
O:97A::SAFE//Beneficiary’s account


MT543


Deliver Against Payment


Seq
M:98a::TRAD//Trade date/timeB
O:90a::DEAL//Deal price
M:95P::PSET//JJSDJPJT[XXX] for Japanese book-entry bonds held in JASDEC; or
HSBCJPJT[XXX] for recorded and bearer foreign bonds (Daimyo and Samurai bonds)
E1
M:95P::REAG//Counterparty’s BIC a
or:95Q::REAG//Counterparty’s name and address or JASDEC PSMS code a
M:95P::BUYR//Beneficiary’s BIC, if different from REAG a
or:95Q::BUYR//Beneficiary’s name and address or JASDEC PSMS code a
O:97A::SAFE//Beneficiary’s account

------------------------------------------
a. If no BIC exists or none is available, or if only the JASDEC PSMS Code for the Delivering/Receiving Agent or for the Seller/Buyer is available, the :95Q: Name and Address field must be used instead in each case. If the appropriate BIC does exist but is not provided, STP cannot be guaranteed and there is a risk of incurring eventual charges.

JPY denominated global bonds

MT540Receive Free
Seq
M:98a::TRAD//Trade date/timeB
O:90a::DEAL//Deal price
M:95P::PSET//DTCYUS33E1
M:95P::DEAG//Counterparty’s BIC
or:95Q::DEAG//JASDEC PSMS code
or:95R::DEAG/DTCYID/nnn (Counterparty’s DTC identifier)
C a:97A::SAFE//Counterparty’s DTC account number
M:95P::SELL//Ordering party’s BIC, if different from DEAG b
or:95Q::SELL//Ordering party’s name and address b
O:97A::SAFE//Ordering party’s account


MT542


Deliver Free


Seq
M:98a::TRAD//Trade date/timeB
O:90a::DEAL//Deal price
M:95P::PSET//DTCYUS33E1
M:95P::REAG//Counterparty’s BIC
or:95Q::REAG//JASDEC PSMS code
or:95R::REAG/DTCYID/nnn (Counterparty’s DTC identifier)
C a:97A::SAFE//Counterparty’s DTC account number
M:95P::BUYR//Beneficiary’s BIC, if different from REAG b
or:95Q::BUYR//Beneficiary’s name and address b
O:97A::SAFE//Beneficiary’s account

------------------------------------------
a. To be provided only when the Delivering/Receiving Agent is specified with the :95R: option.
b. If no BIC exists for the Seller/Buyer, the :95Q: Name and Address field must be used instead in each case. If the appropriate BIC does exist but is not provided, STP cannot be guaranteed and there is a risk of incurring eventual charges.

Book-entry Japanese Government Bonds (JGBs)

MT540Receive Free
Seq
M:98a::TRAD//Trade date/timeB
O:90a::DEAL//Deal price
O:70E::SPRO///QFIN/ name of the previous bondholders QFI
M:95P::PSET//BOJPJPJTE1
M:95P::DEAG//Counterparty’s BIC a
or:95Q::DEAG//Counterparty’s name and address a
M:95P::SELL//Ordering party’s BIC, if different from DEAG a
or:95Q::SELL//Ordering party’s name and address, if different from DEAG a
O:97A::SAFE//Ordering party’s account


MT541


Receive Against Payment


Seq
M:98a::TRAD//Trade date/timeB
O:90a::DEAL//Deal price
O:70E::SPRO///QFIN/ name of the previous bondholders QFI
M:95P::PSET//BOJPJPJTE1
M:95P::DEAG//Counterparty’s BIC a
or:95Q::DEAG//Counterparty’s name and address a
M:95P::SELL//Ordering party’s BIC, if different from DEAG a
or:95Q::SELL//Ordering party’s name and address, if different from DEAG a
O:97A::SAFE//Ordering party’s account


MT542


Deliver Free


Seq
M:98a::TRAD//Trade date/timeB
O:90a::DEAL//Deal price
O:70E::SPRO///QFIN/ name of the previous bondholders QFI
M:95P::PSET//BOJPJPJTE1
M:95P::REAG//Counterparty’s BIC a
or:95Q::REAG//Counterparty’s name and address a
M:95P::BUYR//Beneficiary’s BIC, if different from REAG a
or:95Q::BUYR//Beneficiary’s name and address, if different from REAG a
O:97A::SAFE//Beneficiary’s account


MT543


Deliver Against Payment


Seq
M:98a::TRAD//Trade date/timeB
O:90a::DEAL//Deal price
O:70E::SPRO///QFIN/ name of the previous bondholders QFI
M:95P::PSET//BOJPJPJTE1
M:95P::REAG//Counterparty’s BIC a
or:95Q::REAG//Counterparty’s name and address a
M:95P::BUYR//Beneficiary’s BIC, if different from REAG a
or:95Q::BUYR//Beneficiary’s name and address, if different from REAG a
O:97A::SAFE//Beneficiary’s account

------------------------------------------
a. If no BIC exists for the Delivering/Receiving Agent or for the Seller/Buyer, the :95Q: Name and Address field must be used instead in each case. If the appropriate BIC does exist but is not provided, STP cannot be guaranteed and there is a risk of incurring eventual charges.

Book-entry Japanese Convertible Bonds (JCBs)

MT540Receive Free
Seq
M:98a::TRAD//Trade date/timeB
O:90a::DEAL//Deal price
O:70E::SPRO//Tax status of bonds boughta and/or beneficiary’s name
M:95P::PSET//JJSDJPJT[XXX] for Japanese book-entry bonds held in JASDEC; or
HSBCJPJT[XXX] for recorded and bearer foreign bonds (Daimyo and Samurai bonds)
E1
M:95P::DEAG//Counterparty’s BIC b
or:95Q::DEAG//Counterparty’s name and address b
M:95P::SELL//Ordering party’s BIC, if different from DEAG b
or:95Q::SELL//Ordering party’s name and address, if different from DEAG b
O:97A::SAFE//Ordering party’s account


MT541


Receive Against Payment


Seq
M:98a::TRAD//Trade date/timeB
O:90a::DEAL//Deal price
O:70E::SPRO//Tax status of bonds boughta and/or beneficiary’s name
M:95P::PSET//JJSDJPJT[XXX] for Japanese book-entry bonds held in JASDEC; or
HSBCJPJT[XXX] for recorded and bearer foreign bonds (Daimyo and Samurai bonds)
E1
M:95P::DEAG//Counterparty’s BIC b
or:95Q::DEAG//Counterparty’s name and address b
M:95P::SELL//Ordering party’s BIC, if different from DEAG b
or:95Q::SELL//Ordering party’s name and address, if different from DEAG b
O:97A::SAFE//Ordering party’s account


MT542


Deliver Free


Seq
M:98a::TRAD//Trade date/timeB
O:90a::DEAL//Deal price
O:70E::SPRO//Tax status of bonds solda and/or beneficiary’s name
M:95P::PSET//JJSDJPJT[XXX] for Japanese book-entry bonds held in JASDEC; or
HSBCJPJT[XXX] for recorded and bearer foreign bonds (Daimyo and Samurai bonds)
E1
M:95P::REAG//Counterparty’s BIC b
or:95Q::REAG//Counterparty’s name and address b
M:95P::BUYR//Beneficiary’s BIC, if different from REAG b
or:95Q::BUYR//Beneficiary’s name and address, if different from REAG b
O:97A::SAFE//Beneficiary’s account


MT543


Deliver Against Payment


Seq
M:98a::TRAD//Trade date/timeB
O:90a::DEAL//Deal price
O:70E::SPRO//Tax status of bonds solda and/or beneficiary’s name
M:95P::PSET//JJSDJPJT[XXX] for Japanese book-entry bonds held in JASDEC; or
HSBCJPJT[XXX] for recorded and bearer foreign bonds (Daimyo and Samurai bonds)
E1
M:95P::REAG//Counterparty’s BIC b
or:95Q::REAG//Counterparty’s name and address b
M:95P::BUYR//Beneficiary’s BIC, if different from REAG b
or:95Q::BUYR//Beneficiary’s name and address, if different from REAG b
O:97A::SAFE//Beneficiary’s account

------------------------------------------
a. Please refer to Requirements for investing in Japanese bonds.
b. If no BIC exists for the Delivering/Receiving Agent or for the Seller/Buyer, the :95Q: Name and Address field must be used instead in each case. If the appropriate BIC does exist but is not provided, STP cannot be guaranteed and there is a risk of incurring eventual charges.

Book-entry Japanese corporate and municipal bonds

MT540Receive Free
Seq
M:98a::TRAD//Trade date/timeB
O:90a::DEAL//Deal price
O:70E::SPRO///QFIN/ name of the previous bondholders QFI a
M:95P::PSET//JJSDJPJTE1
M:95P::DEAG//Counterparty’s BIC b
or:95Q::DEAG//Counterparty’s name and address b
M:95P::SELL//Ordering party’s BIC, if different from DEAG b
or:95Q::SELL//Ordering party’s name and address, if different from DEAG b
O:97A::SAFE//Ordering party’s account


MT541


Receive Against Payment


Seq
M:98a::TRAD//Trade date/timeB
O:90a::DEAL//Deal price
O:70E::SPRO///QFIN/ name of the previous bondholders QFI a
M:95P::PSET//JJSDJPJTE1
M:95P::DEAG//Counterparty’s BIC b
or:95Q::DEAG//Counterparty’s name and address b
M:95P::SELL//Ordering party’s BIC, if different from DEAG b
or:95Q::SELL//Ordering party’s name and address, if different from DEAG b
O:97A::SAFE//Ordering party’s account


MT542


Deliver Free


Seq
M:98a::TRAD//Trade date/timeB
O:90a::DEAL//Deal price
O:70E::SPRO///QFIN/ name of the previous bondholders QFI a
M:95P::PSET//JJSDJPJTE1
M:95P::REAG//Counterparty’s BIC b
or:95Q::REAG//Counterparty’s name and address b
M:95P::BUYR//Beneficiary’s BIC, if different from REAG b
or:95Q::BUYR//Beneficiary’s name and address, if different from REAG b
O:97A::SAFE//Beneficiary’s account


MT543


Deliver Against Payment


Seq
M:98a::TRAD//Trade date/timeB
O:90a::DEAL//Deal price
O:70E::SPRO///QFIN/ name of the previous bondholders QFI a
M:95P::PSET//JJSDJPJTE1
M:95P::REAG//Counterparty’s BIC b
or:95Q::REAG//Counterparty’s name and address b
M:95P::BUYR//Beneficiary’s BIC, if different from REAG b
or:95Q::BUYR//Beneficiary’s name and address, if different from REAG b
O:97A::SAFE//Beneficiary’s account

------------------------------------------
a. The previous bondholders QFI must be quoted unless CBL was the QFI.
b. If no BIC exists for the Delivering/Receiving Agent or for the Seller/Buyer, the :95Q: Name and Address field must be used instead in each case. If the appropriate BIC does exist but is not provided, STP cannot be guaranteed and there is a risk of incurring eventual charges.