Instruction specifications - Xact via SWIFT and Xact File Transfer - Japanese debt securities

11.11.2013

In the following tables, M=Mandatory; O=Optional; C=Conditional;
Seq=SWIFT Message (sub)sequence.

Bonds in book-entry form, Daimyo and Samurai bonds

	MT540		Receive Free	Seq
M	:98a:	:TRAD	//Trade date/time	B
O	:90a:	:DEAL	//Deal price
M	:95P:	:PSET	//JJSDJPJT[XXX] for Japanese book-entry bonds held in JASDEC; or HSBCJPJT[XXX] for recorded and bearer foreign bonds (Daimyo and Samurai bonds)	E1
M	:95P:	:DEAG	//Counterparty’s BIC ^a
or	:95Q:	:DEAG	//Counterparty’s name and address or JASDEC PSMS code ^a
M	:95P:	:SELL	//Ordering party’s BIC, if different from DEAG ^a
or	:95Q:	:SELL	//Ordering party’s name and address or JASDEC PSMS code ^a
O	:97A:	:SAFE	//Ordering party’s account
	MT541		Receive Against Payment	Seq
M	:98a:	:TRAD	//Trade date/time	B
O	:90a:	:DEAL	//Deal price
M	:95P:	:PSET	//JJSDJPJT[XXX] for Japanese book-entry bonds held in JASDEC; or HSBCJPJT[XXX] for recorded and bearer foreign bonds (Daimyo and Samurai bonds)	E1
M	:95P:	:DEAG	//Counterparty’s BIC ^a
or	:95Q:	:DEAG	//Counterparty’s name and address or JASDEC PSMS code ^a
M	:95P:	:SELL	//Ordering party’s BIC, if different from DEAG ^a
or	:95Q:	:SELL	//Ordering party’s name and address or JASDEC PSMS code ^a
O	:97A:	:SAFE	//Ordering party’s account
	MT542		Deliver Free	Seq
M	:98a:	:TRAD	//Trade date/time	B
O	:90a:	:DEAL	//Deal price
M	:95P:	:PSET	//JJSDJPJT[XXX] for Japanese book-entry bonds held in JASDEC; or HSBCJPJT[XXX] for recorded and bearer foreign bonds (Daimyo and Samurai bonds)	E1
M	:95P:	:REAG	//Counterparty’s BIC ^a
or	:95Q:	:REAG	//Counterparty’s name and address or JASDEC PSMS code ^a
M	:95P:	:BUYR	//Beneficiary’s BIC, if different from REAG ^a
or	:95Q:	:BUYR	//Beneficiary’s name and address or JASDEC PSMS code ^a
O	:97A:	:SAFE	//Beneficiary’s account
	MT543		Deliver Against Payment	Seq
M	:98a:	:TRAD	//Trade date/time	B
O	:90a:	:DEAL	//Deal price
M	:95P:	:PSET	//JJSDJPJT[XXX] for Japanese book-entry bonds held in JASDEC; or HSBCJPJT[XXX] for recorded and bearer foreign bonds (Daimyo and Samurai bonds)	E1
M	:95P:	:REAG	//Counterparty’s BIC ^a
or	:95Q:	:REAG	//Counterparty’s name and address or JASDEC PSMS code ^a
M	:95P:	:BUYR	//Beneficiary’s BIC, if different from REAG ^a
or	:95Q:	:BUYR	//Beneficiary’s name and address or JASDEC PSMS code ^a
O	:97A:	:SAFE	//Beneficiary’s account

------------------------------------------
a. If no BIC exists or none is available, or if only the JASDEC PSMS Code for the Delivering/Receiving Agent or for the Seller/Buyer is available, the :95Q: Name and Address field must be used instead in each case. If the appropriate BIC does exist but is not provided, STP cannot be guaranteed and there is a risk of incurring eventual charges.

JPY denominated global bonds

	MT540		Receive Free	Seq
M	:98a:	:TRAD	//Trade date/time	B
O	:90a:	:DEAL	//Deal price
M	:95P:	:PSET	//DTCYUS33	E1
M	:95P:	:DEAG	//Counterparty’s BIC
or	:95Q:	:DEAG	//JASDEC PSMS code
or	:95R:	:DEAG	/DTCYID/nnn (Counterparty’s DTC identifier)
C ^a	:97A:	:SAFE	//Counterparty’s DTC account number
M	:95P:	:SELL	//Ordering party’s BIC, if different from DEAG ^b
or	:95Q:	:SELL	//Ordering party’s name and address ^b
O	:97A:	:SAFE	//Ordering party’s account
	MT542		Deliver Free	Seq
M	:98a:	:TRAD	//Trade date/time	B
O	:90a:	:DEAL	//Deal price
M	:95P:	:PSET	//DTCYUS33	E1
M	:95P:	:REAG	//Counterparty’s BIC
or	:95Q:	:REAG	//JASDEC PSMS code
or	:95R:	:REAG	/DTCYID/nnn (Counterparty’s DTC identifier)
C ^a	:97A:	:SAFE	//Counterparty’s DTC account number
M	:95P:	:BUYR	//Beneficiary’s BIC, if different from REAG ^b
or	:95Q:	:BUYR	//Beneficiary’s name and address ^b
O	:97A:	:SAFE	//Beneficiary’s account

------------------------------------------
a. To be provided only when the Delivering/Receiving Agent is specified with the :95R: option.
b. If no BIC exists for the Seller/Buyer, the :95Q: Name and Address field must be used instead in each case. If the appropriate BIC does exist but is not provided, STP cannot be guaranteed and there is a risk of incurring eventual charges.

Book-entry Japanese Government Bonds (JGBs)

	MT540		Receive Free	Seq
M	:98a:	:TRAD	//Trade date/time	B
O	:90a:	:DEAL	//Deal price
O	:70E:	:SPRO	///QFIN/ name of the previous bondholders QFI
M	:95P:	:PSET	//BOJPJPJT	E1
M	:95P:	:DEAG	//Counterparty’s BIC ^a
or	:95Q:	:DEAG	//Counterparty’s name and address ^a
M	:95P:	:SELL	//Ordering party’s BIC, if different from DEAG ^a
or	:95Q:	:SELL	//Ordering party’s name and address, if different from DEAG ^a
O	:97A:	:SAFE	//Ordering party’s account
	MT541		Receive Against Payment	Seq
M	:98a:	:TRAD	//Trade date/time	B
O	:90a:	:DEAL	//Deal price
O	:70E:	:SPRO	///QFIN/ name of the previous bondholders QFI
M	:95P:	:PSET	//BOJPJPJT	E1
M	:95P:	:DEAG	//Counterparty’s BIC ^a
or	:95Q:	:DEAG	//Counterparty’s name and address ^a
M	:95P:	:SELL	//Ordering party’s BIC, if different from DEAG ^a
or	:95Q:	:SELL	//Ordering party’s name and address, if different from DEAG ^a
O	:97A:	:SAFE	//Ordering party’s account
	MT542		Deliver Free	Seq
M	:98a:	:TRAD	//Trade date/time	B
O	:90a:	:DEAL	//Deal price
O	:70E:	:SPRO	///QFIN/ name of the previous bondholders QFI
M	:95P:	:PSET	//BOJPJPJT	E1
M	:95P:	:REAG	//Counterparty’s BIC ^a
or	:95Q:	:REAG	//Counterparty’s name and address ^a
M	:95P:	:BUYR	//Beneficiary’s BIC, if different from REAG ^a
or	:95Q:	:BUYR	//Beneficiary’s name and address, if different from REAG ^a
O	:97A:	:SAFE	//Beneficiary’s account
	MT543		Deliver Against Payment	Seq
M	:98a:	:TRAD	//Trade date/time	B
O	:90a:	:DEAL	//Deal price
O	:70E:	:SPRO	///QFIN/ name of the previous bondholders QFI
M	:95P:	:PSET	//BOJPJPJT	E1
M	:95P:	:REAG	//Counterparty’s BIC ^a
or	:95Q:	:REAG	//Counterparty’s name and address ^a
M	:95P:	:BUYR	//Beneficiary’s BIC, if different from REAG ^a
or	:95Q:	:BUYR	//Beneficiary’s name and address, if different from REAG ^a
O	:97A:	:SAFE	//Beneficiary’s account

------------------------------------------
a. If no BIC exists for the Delivering/Receiving Agent or for the Seller/Buyer, the :95Q: Name and Address field must be used instead in each case. If the appropriate BIC does exist but is not provided, STP cannot be guaranteed and there is a risk of incurring eventual charges.

Book-entry Japanese Convertible Bonds (JCBs)

	MT540		Receive Free	Seq
M	:98a:	:TRAD	//Trade date/time	B
O	:90a:	:DEAL	//Deal price
O	:70E:	:SPRO	//Tax status of bonds bought^a and/or beneficiary’s name
M	:95P:	:PSET	//JJSDJPJT[XXX] for Japanese book-entry bonds held in JASDEC; or HSBCJPJT[XXX] for recorded and bearer foreign bonds (Daimyo and Samurai bonds)	E1
M	:95P:	:DEAG	//Counterparty’s BIC ^b
or	:95Q:	:DEAG	//Counterparty’s name and address ^b
M	:95P:	:SELL	//Ordering party’s BIC, if different from DEAG ^b
or	:95Q:	:SELL	//Ordering party’s name and address, if different from DEAG ^b
O	:97A:	:SAFE	//Ordering party’s account
	MT541		Receive Against Payment	Seq
M	:98a:	:TRAD	//Trade date/time	B
O	:90a:	:DEAL	//Deal price
O	:70E:	:SPRO	//Tax status of bonds bought^a and/or beneficiary’s name
M	:95P:	:PSET	//JJSDJPJT[XXX] for Japanese book-entry bonds held in JASDEC; or HSBCJPJT[XXX] for recorded and bearer foreign bonds (Daimyo and Samurai bonds)	E1
M	:95P:	:DEAG	//Counterparty’s BIC ^b
or	:95Q:	:DEAG	//Counterparty’s name and address ^b
M	:95P:	:SELL	//Ordering party’s BIC, if different from DEAG ^b
or	:95Q:	:SELL	//Ordering party’s name and address, if different from DEAG ^b
O	:97A:	:SAFE	//Ordering party’s account
	MT542		Deliver Free	Seq
M	:98a:	:TRAD	//Trade date/time	B
O	:90a:	:DEAL	//Deal price
O	:70E:	:SPRO	//Tax status of bonds sold^a and/or beneficiary’s name
M	:95P:	:PSET	//JJSDJPJT[XXX] for Japanese book-entry bonds held in JASDEC; or HSBCJPJT[XXX] for recorded and bearer foreign bonds (Daimyo and Samurai bonds)	E1
M	:95P:	:REAG	//Counterparty’s BIC ^b
or	:95Q:	:REAG	//Counterparty’s name and address ^b
M	:95P:	:BUYR	//Beneficiary’s BIC, if different from REAG ^b
or	:95Q:	:BUYR	//Beneficiary’s name and address, if different from REAG ^b
O	:97A:	:SAFE	//Beneficiary’s account
	MT543		Deliver Against Payment	Seq
M	:98a:	:TRAD	//Trade date/time	B
O	:90a:	:DEAL	//Deal price
O	:70E:	:SPRO	//Tax status of bonds sold^a and/or beneficiary’s name
M	:95P:	:PSET	//JJSDJPJT[XXX] for Japanese book-entry bonds held in JASDEC; or HSBCJPJT[XXX] for recorded and bearer foreign bonds (Daimyo and Samurai bonds)	E1
M	:95P:	:REAG	//Counterparty’s BIC ^b
or	:95Q:	:REAG	//Counterparty’s name and address ^b
M	:95P:	:BUYR	//Beneficiary’s BIC, if different from REAG ^b
or	:95Q:	:BUYR	//Beneficiary’s name and address, if different from REAG ^b
O	:97A:	:SAFE	//Beneficiary’s account

------------------------------------------
a. Please refer to Requirements for investing in Japanese bonds.
b. If no BIC exists for the Delivering/Receiving Agent or for the Seller/Buyer, the :95Q: Name and Address field must be used instead in each case. If the appropriate BIC does exist but is not provided, STP cannot be guaranteed and there is a risk of incurring eventual charges.

Book-entry Japanese corporate and municipal bonds

	MT540		Receive Free	Seq
M	:98a:	:TRAD	//Trade date/time	B
O	:90a:	:DEAL	//Deal price
O	:70E:	:SPRO	///QFIN/ name of the previous bondholders QFI ^a
M	:95P:	:PSET	//JJSDJPJT	E1
M	:95P:	:DEAG	//Counterparty’s BIC ^b
or	:95Q:	:DEAG	//Counterparty’s name and address ^b
M	:95P:	:SELL	//Ordering party’s BIC, if different from DEAG ^b
or	:95Q:	:SELL	//Ordering party’s name and address, if different from DEAG ^b
O	:97A:	:SAFE	//Ordering party’s account
	MT541		Receive Against Payment	Seq
M	:98a:	:TRAD	//Trade date/time	B
O	:90a:	:DEAL	//Deal price
O	:70E:	:SPRO	///QFIN/ name of the previous bondholders QFI ^a
M	:95P:	:PSET	//JJSDJPJT	E1
M	:95P:	:DEAG	//Counterparty’s BIC ^b
or	:95Q:	:DEAG	//Counterparty’s name and address ^b
M	:95P:	:SELL	//Ordering party’s BIC, if different from DEAG ^b
or	:95Q:	:SELL	//Ordering party’s name and address, if different from DEAG ^b
O	:97A:	:SAFE	//Ordering party’s account
	MT542		Deliver Free	Seq
M	:98a:	:TRAD	//Trade date/time	B
O	:90a:	:DEAL	//Deal price
O	:70E:	:SPRO	///QFIN/ name of the previous bondholders QFI ^a
M	:95P:	:PSET	//JJSDJPJT	E1
M	:95P:	:REAG	//Counterparty’s BIC ^b
or	:95Q:	:REAG	//Counterparty’s name and address ^b
M	:95P:	:BUYR	//Beneficiary’s BIC, if different from REAG ^b
or	:95Q:	:BUYR	//Beneficiary’s name and address, if different from REAG ^b
O	:97A:	:SAFE	//Beneficiary’s account
	MT543		Deliver Against Payment	Seq
M	:98a:	:TRAD	//Trade date/time	B
O	:90a:	:DEAL	//Deal price
O	:70E:	:SPRO	///QFIN/ name of the previous bondholders QFI ^a
M	:95P:	:PSET	//JJSDJPJT	E1
M	:95P:	:REAG	//Counterparty’s BIC ^b
or	:95Q:	:REAG	//Counterparty’s name and address ^b
M	:95P:	:BUYR	//Beneficiary’s BIC, if different from REAG ^b
or	:95Q:	:BUYR	//Beneficiary’s name and address, if different from REAG ^b
O	:97A:	:SAFE	//Beneficiary’s account

------------------------------------------
a. The previous bondholders QFI must be quoted unless CBL was the QFI.
b. If no BIC exists for the Delivering/Receiving Agent or for the Seller/Buyer, the :95Q: Name and Address field must be used instead in each case. If the appropriate BIC does exist but is not provided, STP cannot be guaranteed and there is a risk of incurring eventual charges.

Further Japan MLG I

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