Annual Trace reporting - Finnish equities (CASCADE)

15.02.2022

To comply with Finnish disclosure and reporting requirements, Clearstream Banking, as an AI, is requested to provide the following details about certified intermediary banks/ beneficial owners holding publicly listed Finnish equities:

Certified status of customer

Details

Own assets non-AI

Name, TIN, address, legal status and dividend income details of the Clearstream Banking customer (beneficial owner).

Own assets AI

Name, Finnish and local TIN, address, legal status and dividend income details of the Clearstream Banking customer.

Third party assets AI

Name, Finnish and local TIN, address, legal status and dividend income details of the Clearstream Banking customer.

To ensure the details included in the Clearstream Banking annual TRACE reporting are correctly reflected towards the FTA, AI customers will further more be requested to validate and confirm to Clearstream Banking that the reportable figures are correct and in line with the reporting that the AI customer will include in its own annual reporting to the FTA.

Further details regarding the exact reconciliation procedure will be communicated to customers, in due course.