Update: Securities subject to sanctions against Russia

30.06.2022

Note: This announcement supersedes Announcements A22052 and A22065. This announcement, originally published on 31 May 2022, updated on 1 June 2022 and 29 June 2022, has been further updated to add additional securities that will be removed from settlement.

Clearstream Banking1 provides customers with an updated overview on the handling of specific securities linked to Russian companies following the notice issued by OFAC indicating that OFAC will not renewed the provisions of General License (“GL”) 9C which expired on 25 May 2022.

Clearstream Banking reminds customers of the requirement to comply and ensure compliance by any of the customer’s underlying clients, with any applicable sanctions, including those of the EU, United States and the United Kingdom. 

Customers should be aware of the different scenarios mentioned below and take note that the situation is evolving and can change at any time. Clearstream Banking make no representation or warranty as to the completeness of the lists contained therein.

Due to the expiry of the general license 9C the following securities will be removed from settlement as of 29 June end of business

Common Code

ISIN code

Security name

171068142

CH0385518086

CHF 2,875 ALFA HOLDING (REGS) 17-2022

218314481

XS2183144810

EUR 2,70 ALFA HOLDING (REGS/6) 20-2023

194688334

XS1946883342

RUB 9,35 ALFA BOND ISSUANCE (REGS/9) 19-2022

210755489

XS2107554896

RUB 6,75 ALFA BOND ISSUANCE (REGS/12) 20-2025

233328057

XS2333280571

USD 5,50 ALFA BOND ISSUANCE (REGS/13) 21-2031

236811158

XS2368111584

RUB 7,85 ALFA BOND ISSUANCE (REGS/14) 21-2025

241010473

XS2410104736

USD 5,90 ALFA BOND ISSUANCE (REGS/15) 21-XXXX

208647598

US01538RAF64

USD 5,95 ALFA BOND ISSUANCE (144A) 19-2030

206327995

XS2063279959

USD 5,95 ALFA BOND ISSUANCE (REGS/10) 19-2030

176078634

XS1760786340

USD 6,95 ALFA BOND ISSUANCE (REGS/8) 18-XXXX

Due to the expiry of the general license 9C the following securities will be removed from settlement as of 30 June end of business

Common Code

ISIN code

Security name

184344173

XS1843441731

USD 4,65 ALROSA FIN.SA (REGS) 19-2024

201003091

XS2010030919

USD 3,10 ALROSA FIN.SA (REGS) 20-2027

219509154

US02109TAE29

USD 3,10 ALROSA FIN.SA (144A) 20-2027

Securities no longer eligible for settlement

Common Code

ISIN code

Security name

25548884

RU0009062467

SHS GAZPROM NEFT OJSC ORD REG

85184016

US69360UAC62

USD 0,00 PSB FINANCE S.A. (144A) 12-2999

85167243

XS0851672435

USD 0,00 PSB FINANCE S.A. (REGS/7) 12-2999

40864709

RU0006752979

SHS IRKUT CORPORATION ORD REG

56008756

US91821XAD57

USD 6,80 VEB FINANCE LTD 10-2025

80089562

US91822CAA62

USD 6,025 VEB FINANCE LTD (144A) 12-2022

99326778

US91822CAC29

USD 5,942 VEB FINANCE PLC 13-2023

55991596

XS0559915961

USD 6,80 VEB FINANCE LTD (3) 10-2025

80081707

XS0800817073

USD 5,00 VEB FINANCE LTD 12-2022

89321239

XS0893212398

EUR 4,032 VEB FINANCE PLC (8) 13-2023

99316268

XS0993162683

USD 5,942 VEB FINANCE PLC 13-2023

8214875

US928564AB98

USD FL.R VNESHECONOMBK OF THE USSR(144A)97-15

8214492

XS0082144923

USD 0,00 VNESHECONOMBANK 97-2999

26183472

RU000A0J2Q06

SHS ROSNEFT OIL

27054340

RU0009091573

SHS TRANSNEFT CLS PREF REG

31136997

XS0311369978

USD 10,00 TRANSREGIONALCAP. 07-XXXX 

77612106

XS0776121062

OFCB CAPITAL PLC    10.0000 26/04/19

201004365

XS2010043656

USD 8,00 SOVCOM CAPITAL (REGS) 19-2030

211396814

XS2113968148

USD 7,75 SOVCOM CAPITAL (REGS) 20-XXXX

229191497

XS2291914971

USD 3,40 SOVCOM CAPITAL (REGS) 21-2025

239368859

XS2393688598

USD 7,60 SOVCOM CAPITAL (REGS/SUB) 21-XXXX

22391925

US92909MAB63

USD 6,25 VTB CAP.SA(144A)05-2035

84207985

US92909MAF77

USD 6,95 VTB CAP.SA (144A) 12-2022

33187688

RU000A0JP5V6

SHS VTB BANK OJSC ORD REG

108665629

CH0248531110

CHF 5,00 VTB CAP.SA 14-2024

81059683

XS0810596832

USD FL.R VTB EURASIA LTD (REGS MBS) 12-XXXX

22371592

XS0223715920

USD 6,25 VTB CAP. S.A.05-2035

84207853

XS0842078536

USD 6,95 VTB CAP.SA (21) 12-2022

97656410

LU0976564103

INE GPB SICAV-EMERGING EUROPE EQ. I USD

104857345

LU1048573452

INE GPB SICAV-RUSSIA FIXED INCOME FD R USD

104857361

LU1048573619

INE GPB SICAV-RUSSIA FIXED INCOME FD I USD

104857370

LU1048573700

INE GPB SICAV-GPB RUSSIA EQ.FD R USD

104857388

LU1048573882

INE GPB SICAV-GPB RUSSIA EQ.FD I USD

25548779

RU0009029540

SHS SBERBANK OF RUSSIA ORD REG

84853097

XS0848530977

SB CAPITAL SA       5.12500 29/10/22

84853119

US78406JAC80

SB CAP.SA/SBERBK RU/5.12500 29/10/22

93531124

XS0935311240

SB CAPITAL SA       5.25000 23/05/23

93543092

US78406JAD63

SB CAPITAL SA       5.25000 23/05/23

25548817

RU0009029557

SHS SBERBANK OF RUSSIA ORD REG

67740238

US80585Y5069

GDR SBERBANK OF RUSSIA REGS  REG

8854386

US78307AAE38

USD 12,75 RUSSIAN FED.(144A) 98-2028

11528406

US78307ACZ49

USD 7,50 RUSSIAN FEDERATION 00-2030

76844780

US78307ADC45

USD 4,50 RUSSIAN FEDERATION (144A) 12-2022

76844828

US78307ADE01 

USD 5,625 RUSSIAN FEDERATION (144A) 12-2042

97194173

US78307ADG58

USD 4,875 RUSSIAN FEDERATION (144A) 13-2023

97194211

US78307ADH32

USD 5,875 RUSSIAN FEDERATION (144A) 13-2043

27931847

US36829G1076

ADR GAZPROMNEFT OJSC REG (1DR/5SHS)

134453702

US5838406081

ADR MECHEL PAO REG (1ADR / 2SHS

129010363

US7821834048

ADR RUSHYDRO PJSC REG (1ADR/100SHS)

129010380

US7821835037

GDR RUSHYDRO PJSC 144A REG (1GDR/100SHS)

29806675

US46630Q2021

GDR VTB BANK OJSC REGS  REG (1DR/2000SHS)

63495964

US80585Y3080

ADR SBERBANK ROSSII REG (1DR/4SHS)

Securities eligible for internal settlement only

Common Code

ISIN code

Security name

97172145

XS0971721450

USD 4,875 RUSSIAN FEDERATION (REGS) 13-2023

8854319

XS0088543193

USD 12,75 RUSSIAN FEDERATION 98-2028

76747385

XS0767473852

USD 5,625 MIN FIN RUSSIAN (REGS) 12-2042

97172196

XS0971721963

USD 5,875 RUSSIAN FEDERATION (REGS) 13-2043

Further information

For further information, customers may contact Clearstream Banking Client Services or their Relationship Officer.

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1. Clearstream Banking refers collectively to Clearstream Banking S.A., registered office at 42, avenue John F. Kennedy, L-1855 Luxembourg, and registered with the Luxembourg Trade and Companies Register under number B-9248, and Clearstream Banking AG (for Clearstream Banking AG customers using Creation Accounts), registered office at 61, Mergenthalerallee, 65760 Eschborn, Germany, and registered in Register B of the Amtsgericht Frankfurt am Main, Germany, under number HRB 7500.