NÜRNBERGER Beteiligungs-AG: Conversion to registered shares and inclusion in CASCADE-RS
The bearer shares of NÜRNBERGER Beteiligungs-AG (ISIN DE0008435900) will be converted on
20 June 2022
into not restricted registered shares of NÜRNBERGER Beteiligungs-AG (ISIN DE000A30U911) and included in CASCADE-RS.
Creation of holdings in registered shares
The creation of not restricted registered shares positions on the relevant conversion date will be carried out by CBF in the standard processing on 17 June 2022 with value date 20 June 2022 on the custody account balances and positions of pending stock exchange trades.
The positions in the not restricted registered shares of NÜRNBERGER Beteiligungs-AG are created in unregistered positions (FMB). Order placement in CASCADE-RS is possible from 20 June 2022.
Stock exchange transactions and securities transfers in the not restricted registered shares of NÜRNBERGER Beteiligungs-AG will be processed for the first time on 20 June 2022.
Securities transfers against payment that are entered in CASCADE will be converted. Securities transfers free of payment that are flagged with match status "J" are converted as well.
To ensure a smooth settlement processing, customers must absolutely avoid a manual conversion, especially of matched instructions against payment. CBF will convert securities transfers against payment into the ISIN of the not restricted registered shares automatically in the standard processing on 17 June 2022. Modifications and cancellations of instructions in the ISIN of bearer shares are possible at any time until the automatic conversion. It is recommended that instructions in the ISIN of the not restricted registered shares are not entered before 20 June 2022.
Unmatched securities transfers free of payment that are stored in CASCADE will automatically be deleted by T2S after 20 business days and must be re-entered by the participants into registered shares, if required.
Registration of shareholders in the share register
The registration of shareholders in the share register of the issuer is implemented via the depository banks by re-registration in CASCADE-RS using the re-registration type "2" ("other not from purchase"). Information on the registration of shareholders in the share register is available in the "Guidelines for banks on entering shareholder data in CASCADE-RS" (Announcement RS137).
The share register is kept by ADEUS AKTIENREGISTER-SERVICE-GMBH.
Note about submission planning
Due to the processing capacities in CASCADE-RS, submissions amounting to 10,000 re-registrations or more per transfer must be arranged in advance with Client Services. Within the scope of overall coordination, CBF reserves the right to reject file transfers that have not been arranged in advance.
For re-registrations that are transmitted between 20 June 2022 to 24 June 2022, CBF will charge a discounted price of EUR 0.30 per position. After this time period, CBF customers will be reimbursed accordingly.
1. This Announcement has been issued by Clearstream Banking AG (CBF) with registered office at Mergenthalerallee 61, 65760 Eschborn, Germany, registered with the Commercial Register of the Local Court of Frankfurt am Main, Germany, under number HRB 7500.