Investment Fund Market Guide – Thailand

23.09.2019

Key features (Register market)

Yes/No

Remarks

Settlement free of payment

Yes

Settlement against payment

Yes

Refer to CBL’s Eligible currencies and the fund currency specified in fund prospectus.

Disclosure Requirements

Yes

Refer to Disclosure Requirements – Investment Funds – Thailand.

Restrictions on client

Yes

Refer to Holding Restrictions – Investment Funds – Thailand.

Restrictions on settlement

Yes

 

Remarks

Market type / link type (Settlement link)

Register market and CSD link

Eligible fund types in CBL

Register market: Mutual funds

CSD linka: ETFs

a. Please refer to the Market Link Guide – Thailand for more details about funds on CSD link.

Eligible fund types in CBL

Register market

Mutual Fund: A juristic person established upon approval and registration with the Thai Securities and Exchange Commission (SEC) and separated from a fund manager and investor.

CSD link

Please refer to the Market Link Guide – Thailand for more information.

Exchange Traded Funds (ETFs) – Listed ETFs have the same settlement process as listed equities.