Assignment of Uniper SE registered shares following the spin-off from E.ON SE at a ratio of 10:1
Clearstream Banking1 informs customers that effective ex-date
12 September 2016
the assignment of the Uniper SE registered share (ISIN DE000UNSE018) to the E.ON SE registered share (ISIN DE000ENAG999) will take place.
Details about the spin-off procedure of Uniper SE will be published in Wertpapier-Mitteilungen (a gazette with securities announcements).
Provision of proportional rights
On the evening of 9 September 2016 with value date 12 September 2016, the assignment of Uniper SE to E.ON SE registered shares will be done automatically by Clearstream Banking at a ratio of 10:1 to the holder proportional rights of Uniper SE (ISIN DE000UNSE0T2).
Exchange of proportional rights into full rights
The full rights assigned to individual depository customers to one or several Uniper SE shares are to be transferred from the proportional rights account to the full rights account during the period from 12 September 2016 bis 4 October 2016. These re-registrations are to be performed via WP transfer (Tran: KVEE WE) with the label "3 – Anrechte in Originalaktien" (entitlements in original shares).
Label 3 Tausch von Teilrechten in Vollrechte (Exchange of proportional rights into full rights)
Label 4 Tausch von Vollrechten in Teilrechte (Exchange of full rights into proportional rights)
Registration of the shareholders via re-registration
Credit of full rights is into unregistered positions. The shareholders resulting from the assignment of the Uniper SE registered share (ISIN DE000UNSE018) are to be registered in the share register of the company. The depository banks in CASCADE-RS can enter corresponding re-registrations (KVCU) in CASCADE-RS using the re-registration type "2" ("other not from purchase") starting from 12 September 2016.
Further information on the registration of the shareholders in the share register can be found in the "Leitfaden für Banken zur Eingabe von Aktionärsdaten in CASCADE-RS" (available upon request at registeredshares@clearstream.com).
Reimbursement
The reimbursement term is adapted to the available term for exchanging proportional rights into full rights. For re-registrations that are transmitted in the period from 12 September 2016 bis 16 September 2016, Clearstream Banking calculates a discounted price of EUR 0.30 per position. After this time period, CBF customers will be reimbursed accordingly.
Information on submission planning
Due to the processing capacities in CASCADE-RS, submissions amounting to 10,000 re-registrations or more per transfer must be arranged in advance with Client Services. Within the scope of overall coordination, Clearstream Banking reserves the right to reject file transfers that have not been arranged in advance.
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1. This Announcement is published by Clearstream Banking AG (CBF), registered office at Mergenthalerallee 61, 65760 Eschborn, Germany, registered with the Commercial Register of the District Court in Frankfurt am Main, Germany, under number HRB 7500.