Due Diligence Information
As part of Clearstream’s commitment to supporting transparency in the financial sector, this page provides a comprehensive suite of information on the due diligence applied to our services, operational set-up, processes and procedures. This area of the website contains information covering such topics as compliance, risk management, controls and connectivity.
To help customers with their own due diligence requirements regarding Clearstream's business, services and practices, we provide industry-standard and in-house developed due diligence questionnaires, such as:
- Association of Global Custodians (AGC) Questionnaire
- Wolfsberg AML Questionnaire
- Clearstream Compliance Questionnaire
- AFME 2021 Due Diligence Questionnaire (CBL)
- AFME 2021 Due Diligence Questionnaire (CBF)
- ISAE 3402 Report (CBL)
- ISSA Financial Crime Compliance Questionnaire (CBL)
- FSB Questionnaire (CBL) - Revised (November 2021)
- FSB Questionnaire (CBF) - Revised (November 2021)
Considering today’s challenging operational environment, due diligence reviews are becoming both increasingly important and complex. By providing the information gathered on this page free of charge, we aim to accommodate our customers requirements in obtaining this information and to help streamline their review processes.
Legal Disclaimer: The information compiled and referenced on these pages are for your benefit and internal use only and must not be further distributed or duplicated in whole or in part by any means without the prior written consent of Clearstream. The information is for information purposes only. It is not intended to provide professional (legal) advice and should not be relied upon in this regard. You should seek appropriate professional advice where necessary before taking any action based on or arising from such information. Clearstream makes no guarantees, representations or warranties and accepts no responsibility or liability as to the veracity, accuracy or completeness of the information and under no circumstances will be liable for any loss or damage caused by reliance on any opinion, advice or statement made therein. The information may be subject to change. Clearstream is not obliged to update this information in light of future events.