DistributionDistribution OversightDistribution Oversight ensures that relevant regulatory obligations falling on our clients asset managers are fulfilled.

Our tools offer asset managers a deep dive into their distribution networks, providing real-time analytics on client transactions and holdings, completed by a comprehensive set of reports offering actionable transparency. This tool uncovers intricate behavior patterns and market trends, enabling managers to make informed, data-driven decisions. By visualizing client flows and regional performance, Asset managers can identify growth opportunities and optimize their strategies.

Our solutions

Distribution Oversight (“DOT”) ensure a regular, thorough and state-of-the-art oversight process of the Clearstream Distribution network according to both the regulatory framework and market practice.

Benefits to our clients

Extensive Oversight experience

Clients can count on a decades-long experience in cross border distribution and oversight activities

Solid internal governance

Fully in line with applicable regulation and latest market practice

ISAE3402 Certified

Our internal processes and controls have been through a certification process from PwC.

Distribution oversight support

Selection and monitoring of distribution partners and ensuring compliance with AML / KYD requirements

White paper AI and The Impact on Due Diligence Activities

Discover how AI is reshaping the landscape of due diligence and oversight.Gain actionable insights into the latest trends, real-world applications, and best practices for implementing AI effectively in your organization.

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Get in touch with our team

Connect with our team to discover how our distribution support services can enhance your reach and maximize your success. Distribution-oversight@clear...