CFCL General information – Thailand

FATCA GIIN

1FTWN9.00000.LE.764

T04M9Y.00082.ME.764

LEI

254900IJQ6ZM0PD20H32

549300O1LQYCQ7G1IM57

Country of incorporation

Thailand

Thailand

Account type

Omnibus

Omnibus

Legal Account name/holder

TSD: Securities registered in name of “Thailand Securities Depository Company Limited for Depositors”. At book-closed date, the ownership of securities will be disclosed at the account holder level (that is, Clearstream Nominees Limited).

In the books of the TSD, Standard Chartered Bank (Thai) Public Company Limited, as a TSD participant, maintains a segregated depository account in the name of Clearstream Nominees Limited. In the case of local shares, pending foreign share conversion, the ownership of such shares will be disclosed at the CSD level (that is, Thailand Securities Depository Company Limited for Depositors) at book-closed date. In the case of Non -Voting Depository Receipts (NVDRs), the ownership of such securities will be disclosed at the Thai NVDR company level (that is, Thai NVDR Company Limited) at book-closed date.

Clearstream Fund Centre S.A.

Settlement free of payment

Yes

Yes

Settlement against payment

Yes

Yes

Eligible settlement currencies: Thai Baht (THB)

Settlement against payment in central bank money

No

N/A

CBL acting as a sub-custodian for CFCL holds a cash account at the custodian. Settlement against payment is conducted on the account of custodian at the local central bank.

Settlement penalty fees

Yes

N/A

Partial settlement

No

N/A

Not market practice but is permissible with special arrangements.

Recycling

No

N/A

Settlement with Euroclear

No

N/A

Allegements

Yes

N/A

Registered securities

No

N/A

Proxy voting

Yes

N/A

Liquidity Hub Connect

No

N/A

Sale and purchase of rights

Yes

N/A

Repo services

No

N/A

Market restrictions

Yes

N/A

FTT

No

N/A

Daily reconciliation

Yes

N/A

Moments of entry of instructions

The CSD rules do not define the moment of entry within the meaning of the Settlement Finality Directive.

Irrevocability of instructions

Matched transactions are non-binding. Participants can de-match or cancel the transaction upon mutual agreement between both parties. After settlement day, matched transactions cannot be cancelled anymore as the settlement of securities becomes final and irrevocable.

Finality of instructions

Securities settlements are final when transferred in TSD’s system.

CBL account:

Swift address: