Instruction specifications - Investment funds held directly on the register (CFF) - Xact Web Portal

Customers can instruct transfers of investment funds held directly on the register (CFF) by CBL using Xact as per the following specifications. The counter instruction from the Fund Issuance Account (FIA) will confirm the transfer with specifications of trade date (that is, when the transfer agent’s register of shareholders was updated) and settlement date. CBL may adjust the customer’s instructed trade date and/or requested settlement date as required to match the counter instruction from the FIA.

For further information on transfers of CFF qualified investment funds, please see section 9.2 CFF Settlement and custody services in the Clearstream Banking Customer Handbook.

In the following table, M=Mandatory; O=Optional.

	Receive Free on the register
M	Sec. transaction type	TRAD - Trade
	Delivering settlement parties
M	Depository Format	BIC
	Depository Identifier	CEDELULLXXX
M	Party 1 Format	Proprietary
	Party 1 Issuer	CEDE
	Party 1 Identifier	FMA01 ^a
M	Party2 Format	BIC
	Party2 Identifier	Transferor’s BIC
or	Party2 Format	Name
	Party2 Identifier	Transferor’s name
or	Party2 Format	Proprietary^b
	Party 2 Issuer	CEDE
	Party2 Identifier	Transferor’s CBL account number ^b
O	Party 2 Safekeeping account ^a	Transferor’s register account number
	Deliver Free on the register
M	Sec. transaction type	TRAD - Trade
	Receiving settlement parties
M	Depository Format	BIC
	Depository Identifier	CEDELULLXXX
M	Party 1 Format
	Party 1 Issuer	CEDE
	Party 1 Identifier	FMA01 ^a
M	Party2 Format	BIC
	Party2 Identifier	Transferee’s BIC
or	Party2 Format	Name
	Party2 Identifier	Transferee’s name
or	Party2 Format	Proprietary ^b
	Party 2 Issuer	CEDE
	Party2 Identifier	Transferee’s CBL account number ^b
O	Party 2 Safekeeping account ^a	Transferee’s register account number

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a. Or specify the FIA of the corresponding TA in CBL.
b. Use this option for internal transfers of investment funds subject to CFF transfer restrictions.

Instruction specifications - Investment funds held directly on the register (CFF) - Xact Web Portal - International (CBL)