Instruction specifications - Xact Web Portal - Japanese equities, ETFs and REITs

In the following tables, M=Mandatory; O=Optional; C=Conditional.

Equities, ETFs and REITs in JASDEC

	Receive Free
M	Trade date
O	Deal price
	Delivering settlement parties
M	Depository Format	BIC
	Depository Identifier	JJSDJPJTXXX
M	Party 1 Format	BIC ^a
	Party 1 Identifier	counterparty’s BIC ^a
or	Party 1 Format	Name ^a
	Party 1 Identifier	counterparty’s name^a
M	Party 2 Format	BIC ^a
	Party 2 Identifier	ordering party’s BIC ^a
or	Party 2 Format	Name ^a
	Party 2 Identifier	ordering party’s name^a
O	Party 2 Safekeeping account	ordering party’s account
	Receive Against Payment
M	Trade date
O	Deal price
	Delivering settlement parties
M	Depository Format	BIC
	Depository Identifier	JJSDJPJTXXX
M	Party 1 Format	BIC ^a
	Party 1 Identifier	counterparty’s BIC ^a
or	Party 1 Format	Name ^a
	Party 1 Identifier	counterparty’s name^a
M	Party 2 Format	BIC ^a
	Party 2 Identifier	ordering party’s BIC ^a
or	Party 2 Format	Name ^a
	Party 2 Identifier	ordering party’s name^a
M	Party 2 Safekeeping account	ordering party’s account
	Deliver Free
M	Trade date
O	Deal price
	Receiving settlement parties
M	Depository Format	BIC
	Depository Identifier	JJSDJPJTXXX
M	Party 1 Format	BIC ^a
	Party 1 Identifier	counterparty’s BIC ^a
or	Party 1 Format	Name ^a
	Party 1 Identifier	counterparty’s name^a
M	Party 2 Format	BIC ^a
	Party 2 Identifier	beneficiary’s BIC ^a
or	Party 2 Format	Name ^a
	Party 2 Identifier	beneficiary’s name^a
O	Party 2 Safekeeping account	beneficiary’s account
	Deliver Against Payment
M	Trade date
O	Deal price
	Receiving settlement parties
M	Depository Format	BIC
	Depository Identifier	JJSDJPJTXXX
M	Party 1 Format	BIC ^a
	Party 1 Identifier	counterparty’s BIC ^a
or	Party 1 Format	Name ^a
	Party 1 Identifier	counterparty’s^a
M	Party 2 Format	BIC ^a
	Party 2 Identifier	beneficiary’s BIC ^a
or	Party 2 Format	Name ^a
	Party 2 Identifier	beneficiary’s name^a
O	Party 2 Safekeeping account	beneficiary’s account

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a. If no BIC exists for the Delivering/Receiving Agent or for the Seller/Buyer, the Name option must be used instead in each case. If the appropriate BIC does exist but is not provided, STP cannot be guaranteed and there is a risk of incurring eventual charges.

Equities, ETFs and REITs in physical form (unlisted securities)

	Receive Free
M	Trade date
O	Deal price
M	Sett. transaction cond. PHYS – Physical
	Delivering settlement parties
M	Depository Format	Country Code
	Depository Identifier	JP - Japan Physical
M	Party 1 Format	BIC ^a
	Party 1 Identifier	counterparty’s BIC ^a
or	Party 1 Format	Name ^a
	Party 1 Identifier	counterparty’s name^a
M	Party 2 Format	BIC ^a
	Party 2 Identifier	ordering party’s BIC ^a
or	Party 2 Format	Name ^a
	Party 2 Identifier	ordering party’s name^a
O	Party 2 Safekeeping account	ordering party’s account
	Deliver Free
M	Trade date
O	Deal price
M	Sett. transaction cond. PHYS – Physical
	Receiving settlement parties
M	Depository Format	Country Code
	Depository Identifier	JP - Japan Physical
M	Party 1 Format	BIC ^a
	Party 1 Identifier	counterparty’s BIC ^a
or	Party 1 Format	Name ^a
	Party 1 Identifier	counterparty’s name^a
M	Party 2 Format	BIC ^a
	Party 2 Identifier	beneficiary’s BIC ^a
or	Party 2 Format	Name ^a
	Party 2 Identifier	beneficiary’s name^a
O	Party 2 Safekeeping account	beneficiary’s account