Operational Information
Investment regulation - UK
Market Coverage | United Kingdom
Reference
Service level
CBL
Last Updated
08.03.2012
The Financial Services and Markets Act 2000 was implemented with effect from midnight 30 November 2001.
Holding restrictions
There are no holding restrictions in the UK market.
Disclosure requirements
For details of the local domestic disclosure requirements, please refer to the Disclosure Requirements.
Related Links
Further UK Market Profile information
Related UK information
Market Link Guide – UK debt securitiesMarket Link Guide – UK equities, corporate bonds and investment trustsEntitlement Compensation Rules - UKDisclosure Requirements - UKBaFin Three-Point Declaration (CBL)Forms for use in the UK Debt securities marketForms for use in the UK Equities, corporate bonds and investment trusts marketMarket Taxation Guide - UK