Instruction specifications - Swift ISO 20022 DCP mode - CEU - Hong Kong
Reference
In the following tables M=Mandatory; O=Optional; C=Conditional.
sese.023 (Securities Settlement Transaction Instruction) DELI with FREE
CCASS-eligible equities and warrants - Buyer/Seller is direct client of Delivering/Receiving Agent | |||
M | Safekeeping SAC | Security account in T2S | |
O | Common trade reference - <Cmonld> | COMM a | |
M | Trade date - <TradDt> | Trade Date | |
C | <SctiesSttlmTxInstr/SttlmParams /SctiesRTGS/Ind> | YRTG b | |
M | Receiving depository BIC - <Dpstry/Id/AnyBIC> | XHKCHKH1XXX | |
M | Receiving P1 - <AnyBIC> | Counterparty's BIC | |
M | Receiving P2 – <AnyBIC> | Beneficiary's BIC if different from REAG | |
M | Receiving P2 - <SfkpgAcct/ID> | Beneficiary Party's account | |
sese.023 (Securities Settlement Transaction Instruction) DELI with APMT and CRDT
CCASS-eligible equities and warrants - Buyer/Seller is direct client of Delivering/Receiving Agent | ||
M | Safekeeping SAC | Security account in T2S |
O | Common trade reference - <Cmonld> | COMM a |
M | Trade date - <TradDt> | Trade Date |
C | <SctiesSttlmTxInstr/SttlmParams/SctiesRTGS/Ind> | YRTG b |
M | Receiving depository BIC - <Dpstry/Id/AnyBIC> | XHKCHKH1XXX |
M | Receiving P1 - <AnyBIC> | Counterparty's BIC |
M | Receiving P2 – <AnyBIC> | Beneficiary's BIC if different from REAG |
M | Receiving P2 - <SfkpgAcct/ID> | Beneficiary Party's account |
M | Settlement amount - <SttlmAM\AM> | Cash amount (in HKD) |
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a. The Common Reference may be populated based on market practices and in coordination with local counterparties.
b. For Real-Time Gross Settlement (RTGS) instructions for CCASS instruments only, this field must contain YRTG to indicate that the instruction is to be processed in the mandatory and/or optional settlement processing (see “RTGS instructions for CCASS instruments” under Settlement services).
sese.023 (Securities Settlement Transaction Instruction) RECE with FREE
CCASS-eligible equities and warrants - Buyer/Seller is direct client of Delivering/Receiving Agent | |||
M | Safekeeping SAC | Security account in T2S | |
O | Common trade reference - <Cmonld> | COMM a | |
M | Trade date - <TradDt> | Trade Date | |
C | <SctiesSttlmTxInstr/SttlmParams /SctiesRTGS/Ind> | YRTG b | |
M | Delivering depository BIC - <Dpstry/Id/AnyBIC> | XHKCHKH1XXX | |
M | Delivering P1 - <AnyBIC> | Counterparty's BIC | |
M | Delivereing P2 – <AnyBIC> | Ordering Party's BIC if different from DEAG | |
M | Delivering P2 - <SfkpgAcct/ID> | Ordering Party's account | |
sese.023 (Securities Settlement Transaction Instruction) RECE with APMT and CRDT
CCASS-eligible equities and warrants - Buyer/Seller is direct client of Delivering/Receiving Agent | ||
M | Safekeeping SAC | Security account in T2S |
O | Common trade reference - <Cmonld> | COMM a |
M | Trade date - <TradDt> | Trade Date |
C | <SctiesSttlmTxInstr/SttlmParams /SctiesRTGS/Ind> | YRTG b |
M | Delivering depository BIC - <Dpstry/Id/AnyBIC> | XHKCHKH1XXX |
M | Delivering P1 - <AnyBIC> | Counterparty's BIC |
M | Delivering P2 – <AnyBIC> | Ordering Party's BIC if different from DEAG |
M | Delivering P2 - <SfkpgAcct/ID> | Ordering Party's account |
M | Settlement amount - <SttlmAM\AM> | Cash amount (in HKD) |
-------------------------
a. The Common Reference may be populated based on market practices and in coordination with local counterparties.
b. For Real-Time Gross Settlement (RTGS) instructions for CCASS instruments only, this field must contain YRTG to indicate that the instruction is to be processed in the mandatory and/or optional settlement processing (see “RTGS instructions for CCASS instruments” under Settlement services).
sese.023 (Securities Settlement Transaction Instruction) DELI with FREE
CCASS-eligible equities and warrants - Buyer/Seller is indirect client (custodian bank) of Delivering/Receiving Agent | |||
M | Safekeeping SAC | Security account in T2S | |
O | Common trade reference - <Cmonld> | COMM a | |
M | Trade date - <TradDt> | Trade Date | |
C | <SctiesSttlmTxInstr/SttlmParams /SctiesRTGS/Ind> | YRTG b | |
M | Receiving depository BIC - <Dpstry/Id/AnyBIC> | XHKCHKH1XXX | |
M | Receiving P1 - <AnyBIC> | Counterparty's BIC | |
M | Receiving P2 – <AnyBIC> | Global Custodian's BIC | |
M | Receiving P2 - <SfkpgAcct/ID> | Global Custodian’s account with Delivering Agent | |
M | Receiving P3 - <AnyBIC> | Beneficiary Party's BIC | |
sese.023 (Securities Settlement Transaction Instruction) DELI with APMT and CRDT
CCASS-eligible equities and warrants - Buyer/Seller is indirect client (custodian bank) of Delivering/Receiving Agent | ||
M | Safekeeping SAC | Security account in T2S |
O | Common trade reference - <Cmonld> | COMM a |
M | Trade date - <TradDt> | Trade Date |
C | <SctiesSttlmTxInstr/SttlmParams/SctiesRTGS/Ind> | YRTG b |
M | Receiving depository BIC - <Dpstry/Id/AnyBIC> | XHKCHKH1XXX |
M | Receiving P1 - <AnyBIC> | Counterparty's BIC |
M | Receiving P2 – <AnyBIC> | Global Custodian’s BIC |
M | Receiving P2 - <SfkpgAcct/ID> | Global Custodian’s account with Delivering Agent |
M | Receiving P3 - <AnyBIC> | Beneficiary Party's BIC |
M | Settlement amount - <SttlmAM\AM> | Cash amount (in HKD) |
-------------------------
a. The Common Reference may be populated based on market practices and in coordination with local counterparties.
b. For Real-Time Gross Settlement (RTGS) instructions for CCASS instruments only, this field must contain YRTG to indicate that the instruction is to be processed in the mandatory and/or optional settlement processing (see “RTGS instructions for CCASS instruments” under Settlement services).
sese.023 (Securities Settlement Transaction Instruction) RECE with FREE
CCASS-eligible equities and warrants - Buyer/Seller is indirect client (custodian bank) of Delivering/Receiving Agent | |||
M | Safekeeping SAC | Security account in T2S | |
O | Common trade reference - <Cmonld> | COMM a | |
M | Trade date - <TradDt> | Trade Date | |
C | <SctiesSttlmTxInstr/SttlmParams /SctiesRTGS/Ind> | YRTG b | |
M | Delivering depository BIC - <Dpstry/Id/AnyBIC> | XHKCHKH1XXX | |
M | Delivering P1 - <AnyBIC> | Counterparty's BIC | |
M | Delivering P2 – <AnyBIC> | Global Custodian’s BIC | |
M | Delivering P2 - <SfkpgAcct/ID> | Global Custodian’s account with Delivering Agent | |
M | Delivering P3 - <AnyBIC> | Ordering party’s BIC | |
sese.023 (Securities Settlement Transaction Instruction) RECE with APMT and CRDT
CCASS-eligible equities and warrants - Buyer/Seller is indirect client (custodian bank) of Delivering/Receiving Agent | ||
M | Safekeeping SAC | Security account in T2S |
O | Common trade reference - <Cmonld> | COMM a |
M | Trade date - <TradDt> | Trade Date |
C | <SctiesSttlmTxInstr/SttlmParams /SctiesRTGS/Ind> | YRTG b |
M | Delivering depository BIC - <Dpstry/Id/AnyBIC> | XHKCHKH1XXX |
M | Delivering P1 - <AnyBIC> | Counterparty's BIC |
M | Delivering P2 – <AnyBIC> | Global Custodian’s BIC |
M | Delivering P2 - <SfkpgAcct/ID> | Global Custodian’s account with Delivering Agent |
M | Delivering P3 - <AnyBIC> | Ordering party’s BIC |
M | Settlement amount - <SttlmAM\AM> | Cash amount (in HKD) |
-------------------------
a. The Common Reference may be populated based on market practices and in coordination with local counterparties.
b. For Real-Time Gross Settlement (RTGS) instructions for CCASS instruments only, this field must contain YRTG to indicate that the instruction is to be processed in the mandatory and/or optional settlement processing (see “RTGS instructions for CCASS instruments” under Settlement services).
sese.023 (Securities Settlement Transaction Instruction) DELI with FREE
CMU instruments | |||
M | Safekeeping SAC | Security account in T2S | |
O | Common trade reference - <Cmonld> | COMM a | |
M | Trade date - <TradDt> | Trade Date | |
M | < TradDtls/SttlmInstr PrcgAddtlDtls> | New Issues distribution d | |
M | Receiving depository BIC - <Dpstry/Id/AnyBIC> | HKMAHKHCXXX | |
M | Receiving P1 - <AnyBIC> | Counterparty's BIC | |
M | Receiving P1 - <SfkpgAcct/ID> | Counterparty’s CMU account | |
C c | Receiving P2 – <AnyBIC> | Beneficiary party’s BIC, if different from REAG | |
C c | Receiving P2 - <SfkpgAcct/ID> | Beneficiary party’s account | |
sese.023 (Securities Settlement Transaction Instruction) DELI with APMT and CRDT
CMU instruments | ||
M | Safekeeping SAC | Security account in T2S |
O | Common trade reference - <Cmonld> | COMM a |
M | Trade date - <TradDt> | Trade Date |
M | < TradDtls/SttlmInstr PrcgAddtlDtls> | New Issues distribution d |
M | Receiving depository BIC - <Dpstry/Id/AnyBIC> | HKMAHKHCXXX |
M | Receiving P1 - <AnyBIC> | Counterparty's BIC |
M | Receiving P1 - <SfkpgAcct/ID> | Counterparty’s CMU account |
C c | Receiving P2 – <AnyBIC> | Beneficiary party’s BIC, if different from REAG |
C c | Receiving P2 - <SfkpgAcct/ID> | Beneficiary party’s account |
M | Settlement amount - <SttlmAM\AM> | Cash amount (in HKD) |
-------------------------
a. The Common Reference may be populated based on market practices and in coordination with local counterparties.
b. For Real-Time Gross Settlement (RTGS) instructions for CCASS instruments only, this field must contain YRTG to indicate that the instruction is to be processed in the mandatory and/or optional settlement processing (see “RTGS instructions for CCASS instruments” under Settlement services).
c. This field becomes mandatory when Clearstream's depository (Citibank Hong Kong) is also the counterparty.
d. Mandatory for the allotment of new issues of CMU instruments.
sese.023 (Securities Settlement Transaction Instruction) RECE with FREE
CMU instruments | |||
M | Safekeeping SAC | Security account in T2S | |
O | Common trade reference - <Cmonld> | COMM a | |
M | Trade date - <TradDt> | Trade Date | |
M | < TradDtls/SttlmInstr PrcgAddtlDtls> | New Issues distribution d | |
M | Delivering depository BIC - <Dpstry/Id/AnyBIC> | HKMAHKHCXXX | |
M | Delivering P1 - <AnyBIC> | Counterparty`s BIC | |
M | Delivering P1 - <SfkpgAcct/ID> | Counterparty’s CMU account | |
C c | Delivering P2 – <AnyBIC> | Ordering party’s BIC, if different from DEAG | |
C c | Delivering P2 - <SfkpgAcct/ID> | Ordering party’s account | |
sese.023 (Securities Settlement Transaction Instruction) RECE with APMT and CRDT
CMU instruments | ||
M | Safekeeping SAC | Security account in T2S |
O | Common trade reference - <Cmonld> | COMM a |
M | Trade date - <TradDt> | Trade Date |
M | < TradDtls/SttlmInstr PrcgAddtlDtls> | New Issues distribution d |
M | Delivering depository BIC - <Dpstry/Id/AnyBIC> | HKMAHKHCXXX |
M | Delivering P1 - <AnyBIC> | Counterparty`s BIC |
M | Delivering P1 - <SfkpgAcct/ID> | Counterparty’s CMU account |
C c | Delivering P2 – <AnyBIC> | Ordering party’s BIC, if different from DEAG |
C c | Delivering P2 - <SfkpgAcct/ID> | Ordering party’s account |
M | Settlement amount - <SttlmAM\AM> | Cash amount (in HKD) |
-------------------------
a. The Common Reference may be populated based on market practices and in coordination with local counterparties.
b. For Real-Time Gross Settlement (RTGS) instructions for CCASS instruments only, this field must contain YRTG to indicate that the instruction is to be processed in the mandatory and/or optional settlement processing (see “RTGS instructions for CCASS instruments” under Settlement services).
c. This field becomes mandatory when Clearstream's depository (Citibank Hong Kong) is also the counterparty.
d. Mandatory for the allotment of new issues of CMU instruments.
