Instruction specifications - Investment funds held directly on the register (CFF) - Xact Web Portal - International (CBL)

10.03.2017

Customers can instruct transfers of investment funds held directly on the register (CFF) by CBL using Xact as per the following specifications. The counter instruction from the Fund Issuance Account (FIA) will confirm the transfer with specifications of trade date (that is, when the transfer agent’s register of shareholders was updated) and settlement date. CBL may adjust the customer’s instructed trade date and/or requested settlement date as required to match the counter instruction from the FIA.

For further information on transfers of CFF qualified investment funds, please see section 9.2 CFF Settlement and custody services in the Clearstream Banking Customer Handbook.

In the following table, M=Mandatory; O=Optional.

 

Receive Free on the register

M

Sec. transaction type

TRAD - Trade

 

Delivering settlement parties

 

M

Depository Format

BIC

 

Depository Identifier

CEDELULLXXX

M

Party 1 Format

 Proprietary

 

Party 1 Issuer

CEDE

 

Party 1 Identifier

FMA01 a

M

Party2 Format

BIC

 

Party2 Identifier

Transferor’s BIC

or

Party2 Format

Name

 

Party2 Identifier

Transferor’s name

or

Party2 Format

Proprietary b

 

Party 2 Issuer

CEDE

 

Party2 Identifier

Transferor’s CBL account number b

O

Party 2 Safekeeping account a

Transferor’s register account number

 



Deliver Free on the register

M

Sec. transaction type

TRAD - Trade

 

Receiving settlement parties

 

M

Depository Format

BIC

 

Depository Identifier

CEDELULLXXX

M

Party 1 Format

 

 

Party 1 Issuer

CEDE

 

Party 1 Identifier

FMA01 a

M

Party2 Format

BIC

 

Party2 Identifier

Transferee’s BIC

or

Party2 Format

Name

 

Party2 Identifier

Transferee’s name

or

Party2 Format

Proprietary b

 

Party 2 Issuer

CEDE

 

Party2 Identifier

Transferee’s CBL account number  b

O

Party 2 Safekeeping account a

Transferee’s register account number

------------------------------------------
a. Or specify the FIA of the corresponding TA in CBL.
b. Use this option for internal transfers of investment funds subject to CFF transfer restrictions.